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Thursday, April 4, 2019

The glymphatic system (or glymphatic clearance pathway, or paravascular system) is a functional waste clearance pathway for the vertebrate central nervous system (CNS)

Neurochem Res. Author manuscript; available in PMC 2016 Dec 1.
Published in final edited form as:
PMCID: PMC4636982
NIHMSID: NIHMS683594
PMID: 25947369

The Glymphatic System – A Beginner's Guide

Corresponding Author: Nadia Aalling Jessen, University of Rochester Medical Center, School of Medicine and Dentistry, 601 Elmwood Ave, Box 645, Rochester, NY 14642, ude.retsehcor.cmru@gnillaA_aidaN, Office: +1 (585) 276-4183, Private: +1 (585) 485-8376, Administrative: +1 (585) 276-4595
1These authors contributed equally to the work.

Abstract

Introduction

Clearance of excess fluid and interstitial solutes is critical for tissue homeostasis. In the peripheral tissues soluble material, proteins and fluid from the interstitial space are returned to the general circulation by the lymphatic system [1]. The lymphatic network extends throughout all parts of the peripheral tissues and the density of lymph vessels correlates with the rate of tissue metabolism. Although the brain and spinal cord are characterized by a disproportionally high metabolic rate [2], and synaptic transmission is exquisitely sensitive to changes in their environment, the central nervous system (CNS) completely lacks conventional lymphatic vessels. This review addresses recent findings that shed light on this paradox and discusses these findings within the broader context of what is known about waste elimination from the CNS. Finally, we discuss our recent findings indicating that this system might also serve to distribute non-waste compounds such as lipids and glucose within the brain.

CSF production

The brain consists of four fluid compartments: cerebrospinal fluid (CSF), interstitial fluid, intracellular fluid, and the blood vasculature (Fig. 1). The blood is kept separate from the brain parenchyma and CSF by the blood-brain and blood-CSF barriers, respectively. These barriers are essential in maintaining the extracellular environment of the brain because they regulate the ionic and biochemical composition of the different fluid compartments [3]. The blood-brain barrier is comprised by blood vessel endothelial cells, where as the blood-CSF barrier is formed primarily between the choroid plexus epithelial cells [4]. Because the plexus capillary endothelial cells, unlike other capillaries in the brain, are devoid of tight junctions, they are more permeable to macromolecules [3]. Choroid plexus epithelial cells, in turn, are connected by tight junctions. At the choroid plexus, the trans-epithelial transport of macromolecules regulated by epithelial transporters therefore determines which macromolecules that enter CSF from the blood (Fig. 1 and and22).

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Schematic representation of the brain's fluid compartments and barriers

The fluid compartments in the brain consist of intracellular fluid (ICF) (60-68%), interstitial fluid (ISF) (or extracellular fluid) (12-20%), blood (10%) and the cerebrospinal fluid (CSF) (10%) [5, 10]. The blood is separated from the CSF and interstitial fluid by the blood brain barrier (BBB) and blood-CSF barrier, respectively. Tight junctions between the blood endothelial cells constitute the BBB, restricting macromolecules to move freely from the blood to the brain parenchyma. Fluid and solutes in the perivascular space located between endothelial cells and astrocytic endfeet, expressing the water channel aquaporin-4 (AQP4) diffuses into the brain parenchyma. The blood-CSF barrier is formed by tight junctions between the choroid plexus epithelial cells. Macromolecules from the blood can move freely between the fenestrated endothelial cells to the interstitial fluid but is restricted by tight junctions in the choroid plexus epithelial cells, which therefore are believed to be the main players in determining CSF composition.

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Ion composition and transport across the choroid plexus epithelial cells

According to the classical hypothesis, ion transporters and channels in the choroid plexus epithelial cells account for the main part of cerebrospinal fluid (CSF) production. The apically expressed Na+/K+-ATPase, central to CSF secretion, creates the electrochemical gradient for Na+ that is imported via the Na+/H+exchanger, NHE1 and/or the Na+-HCO3- co-transporter, NCBE in the basolateral membrane. Co-import of HCO3- via NCBE and hydration of CO2 by carbonic anhydrase (C.A) increase the intracellular concentration of HCO3-, which creates an electrochemical gradient that drives the efflux of HCO3- via the basolateral-located Cl-/HCO3- exchanger, AE2 and apical HCO3- channels. The operation of AE2 generates a rise in intracellular Cl- driving the apical export of Cl- through the NKCC1 and Cl- channels. The final result of these processes at the choroid plexus epithelium is a net flux of Na+, HCO3- and Cl- from the blood across the epithelium to the ventricles, which generates the osmotic gradient that makes water move through AQP1 thereby producing the CSF.

In mammals, CSF comprises 10% of the total fluid volume within the cranial cavity [5]. The CSF flows through the four ventricles that are linked by channels or foramina into the subarachnoid space of the cortex and spinal cord (Fig. 1). From the cortical subarachnoid space it penetrates the brain parenchyma perivascularly and bathes the brain before it exits the CNS and drains into the lymphatic system.

CSF is thought to be produced primarily by the choroid plexuses, which are expansions of the ependymal epithelium, lining the lateral, third, and fourth ventricles [6]. The choroid plexuses are highly folded and vascularized structures consisting of a single layered cuboidal or low cylindrical epithelium residing on a basement membrane. The luminal surface area of the choroid plexus epithelial cells is densely covered by microvilli and possess either one primary cilia or small tufts of motile cilia [4, 7].

CSF production at the choroid plexus is mediated by exchange and transport of ions (especially Cl-, Na+and HCO3-) across the epithelial cells, which generates an osmotic gradient that drives the movement of water from the blood to the ventricle lumen [3, 4, 8]. The importance of ionic transporters in CSF production was originally established using pharmacological tools, which in more recent years have been supported by genetic studies. The following will briefly describe some of the key ionic transport mechanisms that drive the CSF production. For more comprehensive reviews on the role of the choroid plexus in CSF production, we refer to [4, 8].

The Na+/K+-ATPase localized in the apical membrane of the choroid plexus epithelial cell is central for CSF production [4, 8–10]. Data from several labs show that ouabain, which inhibits the Na+/K+-ATPase, reduces CSF production by 50-60% [9, 11, 12]. The Na+/K+-ATPase actively pumps out Na+ from the epithelial cell to the CSF in the ventricular lumen, thereby keeping the intracellular Na+ concentration low (45 mM compared to the extracellular 141-152 mM) [10]. This creates a transmembrane gradient, which drives the import of Na+ across the basolateral membrane possibly via the Na+-dependent HCO3- co-transporter, NCBE [13] and/or the Na+/H+ exchanger NHE1 [10]. The pivotal role of Na+ transport across the choroid plexus epithelium for CSF production has been best demonstrated in studies using amiloride, an inhibitor of sodium transport, or by genetic depletion of Na+ transporters in mice. Amiloride reduces CSF production by 50% [11, 12] and brain ventricle size by 80% [14]. Similarly, deletion of the Slc4a10gene encoding the Na+-dependent HCO3- co-transporter, NCBE, decreases the expression of the Na+/K+-ATPase and of the water channel AQP1 in mouse choroid plexus [15].

HCO3- and its transcellular exchange with Cl- have also been demonstrated to be important for CSF production. Application of acetazolamide or DIDS, inhibitors of carbonic anhydrases and anion exchange, respectively, reduces CSF formation by 30-50% [9, 16–18]. The mechanisms by which HCO3- and Cl- and their exchange contribute to regulation of CSF production is still unclear [8]. It is speculated that intracellular accumulation of HCO3- (as a consequence of HCO3- co-import with Na+ via NCBE, and intracellular HCO3- formation by carbonic anhydrase-catalyzed hydration of CO2) drives the outward transport of HCO3- down its electrochemical gradient via HCO3- channels and the HCO3-/Cl- exchanger, AE2 in the basolateral membrane. The exchange of HCO3- with Cl- then causes accumulation of intracellular Cl- [8, 10], and generates an electrochemical gradient for Cl-. As a result, Cl- leaves the cell via apically-located Cl- channels and transporters such as NKCC1 (that also exports Na+ and K+ to the ventricles) [8, 19] (Fig. 2). Overall, the abovementioned processes generate a net movement of Na+, Cl-and HCO3- from the blood across the choroid plexus epithelium to the ventricles. This outward movement of Na+, Cl- and HCO3- is believed to generate the osmotic gradient that drives water in the same direction across the apical membrane [4, 8, 10]. Water fluxes across the choroid plexus epithelium take place mainly through the highly water permeable channel, AQP1, located primarily in the apical membrane and to a smaller degree in the basolateral membrane of the choroid plexus epithelial cells [19–23]. It is debated whether AQP1 is the sole route for water transport across the choroid plexus, however, AQP1 is critical for CSF production since knockout of AQP1 in mice reduces the CSF production rate by 35% and choroid plexus water permeability by 80% compared to wildtype littermates [24, 25]. Overall, the net result of ion and water movement across the choroid plexus epithelium is production of CSF that, compared to the blood, is lower in protein and K+ [26], and higher in Na+, Cl- and Mg2+ and has a 99% water content compared to a water content of 92% in plasma [3, 5].

Despite decades of research, surprisingly little is known about the physiological processes regulating CSF production. It is expected that CSF production is regulated by intracranial pressure, but existing reports are contradictory and suggest that intracranial pressure must be increased significantly or chronically to suppress CSF production [4, 27]. Additionally, CSF production is possibly also regulated by the autonomic nervous system, but again the literature is complex possibly reflecting technical limitations [28].

The choroid plexus as the sole source of CSF is debated

CSF is continuously produced. In humans and mice CSF is renewed approximately four and 12 times each 24hours, respectively, and the total CSF volume of 150-160 mL in human and 0.04 mL in mice is kept constant by removal of CSF [3, 25, 29]. CSF is drained into the peripheral lymphatic system by efflux via the olfactory bulb and along cranial and spinal nerves [20, 30, 31]. Recently, the importance of the arachnoid granulations in CSF removal has been questioned [32]. Hence, efflux along cranial and spinal nerves and the olfactory route might represent the most important efflux pathways for CSF [30, 33].

According to the classical model, the choroid plexuses alone are responsible for the vast majority (80-90%) of CSF formation [34–36]. Evidence for the significant involvement of the rodent choroid plexus in transport of solutes was underscored in a proteomic study reporting that 6.7% of the total number of proteins in the choroid plexus is involved in transmembrane ion transport. This is a larger proportion than in the kidney, where the proportion of proteins estimated to be involved in ion transmembrane transport activity was 4.8% [37]. However, discrepancies between experimental results from fundamental studies of CSF formation and the classical hypothesis, have provided the basis for researchers, among whom are Bulat, Orešković and Klarica, toadvocate for a new model of CSF hydrodynamics [36, 38]. Basically, Bulat, Orešković and Klarica propose that CSF formation occurs by filtration and flux of fluid through the capillary walls, and that the respective volumes of CSF and interstitial fluid mainly depend on hydrostatic and osmotic forces between the CSF and brain parenchyma created by gradients of proteins and inorganic ions across the capillary membrane [36, 39]. Accordingly, under physiological conditions, water is filtered from capillaries with high capillary pressure, to the interstitial fluid and CSF. In these capillaries, the permeability of plasma electrolytes such as Na+ and Cl− is low and the electrolytes are therefore retained. This generates an osmotic counter pressure that opposes the water filtration so when plasma reaches the low hydrostatic pressure capillaries and venules, water is reabsorbed into vessels from the interstitial fluid and CSF [36]. Hence, according to this newer hypothesis, CSF and interstitial fluid are continuously interchanging and the volume occupied by each compartment depends on hydrostatic and osmotic forces.

Recently, Buishas, Gould and Linninger introduced a third hypothesis namely a computational model that is based on existing empirical data. Their model attempts to combine the two above-mentioned hypotheses and takes into account the evidence of the glymphatic pathway [40] explained below. The mathematical model is proposed to "predict the effects the osmolarity of ECS (extracellular space), blood, and CSF on water flux in the brain, establishing a link between osmotic imbalances and pathological conditions such as hydrocephalus and edema" [40]. This novel model needs validation, but could turn out to provide unique insight into CSF dynamics during normal physiology and pathology.

Brain vasculature and the perivascular space

The brain's vasculature has several unique features that distinguishes it from the vasculature in the rest of the body [41]. The arterial cerebral circulation consists of an anterior cerebral circulation and posterior cerebral circulation supplied by the internal carotid arteries and the vertebral arteries, respectively. The anterior circulation, which includes the middle and anterior cerebral arteries, communicates with the posterior circulation, the basilar artery and posterior cerebral arteries, via anterior and posterior communicating arteries at the Circle of Willis [42]. From the Circle of Willis, the anterior circulation perfuse the evolutionary younger parts of the brain including the neocortex of the cerebral hemispheres, while the posterior circulation supplies the brainstem and cerebellum [42]. At the cortical surface, cerebral arteries extend into pial arteries running through the CSF-containing subarachnoid space and the subpial space [43, 44]. As pial arteries dive down into the brain parenchyma they transition into penetrating arterioles (Fig. 3) [41] and create a perivascular space, known as the Virchow-Robin space. The Virchow-Robin spaces are filled with CSF and bordered by a leptomeningeal cell layer on both the inner wall facing the vessel and on the outer wall facing perivascular astrocytic endfeet. In fact, a unique feature of the CNS vasculature is that all arterioles, capillaries, and venules within the brain parenchyma are surrounded by astrocytic vascular endfeet. These vascular endfeet create the outer wall of the perivascular space resembling a donut-shaped tunnel surrounding the vasculature. As the penetrating arterioles narrow deeper down in the brain parenchyma, the Virchow-Robin spaces become continuous with the basal lamina. Thus, the Virchow-Robin space disappears before the capillary level where the perivascular space consists solely of basal lamina. The basal lamina is a thin sheet of extracellular matrix composed primarily of laminin, fibronectin, type IV collagen in which heparin sulfate proteoglycan and other extracellular matrix component reside. The endothelial cells, pericytes and astrocytes are separated by the basal lamina. These three cells types and the other two cellular components of "the neurovascular unit", smooth muscle cells and neurons, are tightly linked to the extracellular matrix of the basal lamina by adhesion molecules, including integrins and dystroglycan [5, 45]. Due to the porous structure of extracellular matrix the basal lamina provides minimal resistance to CSF influx.

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The neurovascular unit

The structure and function of the neurovascular unit allow bidirectional communication between the microvasculature and neurons, with astrocytes playing intermediary roles. Pial arteries in the subarachnoid space bathed in CSF become penetrating arteries upon diving into the brain parenchyma. The perivascular space around penetrating arteries is termed the Virchow-Robin space. As the penetrating arteries branch into arterioles and capillaries the CSF-containing Virchow-Robin spaces narrow and finally disappear. However, the perivascular space extends to arterioles and capillaries to venules where it is made up by the basal lamina's extracellular matrix that provides a continuity of the fluid space between arterioles and venules. Astrocytic vascular endfeet expressing aquaporin-4 (AQP4) surround the entire vasculature and form the boundary of the perivascular spaces.

In addition to constituting a low resistance pathway for influx of CSF, the perivascular spaces are also important sites for delivery of energy substrate and regulation of blood flow. In pathological conditions, such as stroke, the innate inflammatory response and edema formation is initiated in the perivascular spaces [45].

From the cerebral capillaries blood continues into the post-capillary venules where the basement membranes of endothelial cells and astrocytes enlarge to again provide a CSF-drained perivascular space [46]. In general, blood from the brain's interior, including the deep white and gray matter surrounding the lateral and third ventricles flows into the larger central/deeps veins and exits the cerebral cortex and subcortical white matter via the cortical veins that extend to the brain surface as pial veins [47, 48]. However, in contrast to the arterial cerebral circulation, where territories are restricted to separate anterior vs. posterior arteries, the territories drained by the central veins and cortical veins reveal a marked degree of overlapping. Hence in certain regions, the territories of cortical veins extend far down to the ventricular wall and in other areas a central vein territory can include areas of the subcortical layers [47]. The superficial cortical veins anastomose with the deep veins and empty into the superior sagittal sinus. Cerebral venous blood from the superior sagittal sinus and the deep veins leave the brain via a confluence of sinuses draining into the sigmoid sinuses and jugular veins [48].

The glymphatic system

Recent studies have demonstrated that CSF and interstitial fluid (ISF) continuously interchange. This exchange is facilitated by convective influx of CSF along the periarterial space [49]. From the subarachnoid space, CSF is driven into the Virchow-Robin spaces by a combination of arterial pulsatility, respiration, and CSF pressure gradients and the loose fibrous matrix of the perivascular space can be viewed as a low resistance highway for CSF influx. The subsequent transport of CSF into the dense and complex brain parenchyma is facilitated by AQP4 water channels expressed in a highly polarized manor in astrocytic endfeet that ensheathe the brain vasculature [49, 50]. CSF movement into the parenchyma drives convective interstitial fluid fluxes within the tissue toward the perivenous spaces surrounding the large deep veins. The interstitial fluid is collected in the perivenous space from where it drains out of brain toward the cervical lymphatic system [30, 33]. This highly polarized macroscopic system of convective fluid fluxes with rapid interchange of CSF and interstitial fluid was entitled the glymphatic system based on its similarity to the lymphatic system in the peripheral tissue in function, and on the important role of glial AQP4 channels in the convective fluid transport.

In 2012, the dynamics of the glymphatic system was characterized for the first time in vivo using two-photon microscopy in mice [49]. By labeling of CSF with fluorescent tracers injected into the cisterna magna, Iliff et al. showed that CSF rapidly enters the brain along the cortical pial arteries. The entry was followed by influx into the Virchow-Robin spaces along penetrating arterioles (Fig. 4) [49]. It was evident that the CSF tracers, rather than being diffusely and randomly distributed in the parenchyma, entered the parenchyma through a periarterial pathway surrounding the vascular smooth muscle cells bounded by perivascular astrocytic endfeet, and ex vivo evidence showed that tracers rapidly exited the brain primarily along central deep veins and the lateral-ventral caudal rhinal veins [49]. The following analyses showed that the convective movement of periarterial CSF into and through the brain parenchyma facilitated the clearance of interstitial solutes to perivenous drainage pathways, thereby extending earlier studies with labeled proteins and small molecules (reviewed in [51]). As proposed by Weller and colleagues [52–54], such a macroscopic clearance mechanism of interstitial solutes may be of particular importance for neurodegenerative diseases including Alzheimer's disease, which is characterized by the accumulation of proteins, including amyloid plaques and tau tangles. To evaluate whether β-amyloid is cleared by the glymphatic pathway, Iliff et al. injected fluorescent or radiolabeled amyloid β1–40 into the mouse striatum, and found that β-amyloid was rapidly cleared from the mouse brain along the glymphatic paravenous efflux pathway [49]. Furthermore, imaging of CSF tracer movement in AQP4 knockout mice revealed a ∼65% reduction in CSF fluid flux through the parenchyma compared to wildtype control mice and a clearance of intrastriatal injected radio-labeled β-amyloid, which was reduced by 55% [49]. It was therefore proposed that the paravascular glymphatic pathway driven by AQP4-dependent bulk flow constitutes a major clearance pathway of interstitial fluid solutes from the brain's parenchyma [50].

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In vivo two-photon imaging of glymphatic influx in the mouse cortex

A) Schematic representation of the imaging setup; Periarterial CSF influx of tracers injected in the cisterna magna into the subarachnoid CSF was assessed in vivo using two-photon microscopy through a closed cranial window. Lower bar: Imaging conducted at the cortical surface in 1-min intervals. B) 5 min after injection of small (TR-d3, dark blue) and large (FITC-d2000, green) molecular weight tracers and C-E) 100ÎĽm below the cortical surface 10, 20 and 30 min after injection of the tracers. Merge (light blue) indicates co-localization of TR-d3 and FITC-d2000. The cerebral vasculature was visualized with intra-arterial flourescent tracer (CB-d10), and arteries (A) and veins (V) were identified morphologically. Immediately after intracisternal injection, CSF tracer moved along the outside of the pial arteries, but not veins, and after 20-30 min they diffused into the brain parenchyma. Red circles, arterioles; blue circles, venules. Scale bars 100ÎĽm. Reprinted from [49] with permission.

Lipid transport by the glymphatic system

The human brain weighs 2% of the body's total weight but contains 25% of the cholesterol in the human body [55]. Despite the brain being highly enriched in cholesterol, the blood-brain-barrier prevents influx of lipids and lipoproteins, including cholesterol, from the blood to the brain. Unlike peripheral tissues, which obtain blood-borne cholesterol secreted by the liver, the brain synthesizes all its cholesterol de novo. Excess cholesterol is eliminated from the brain by hydroxylation of cholesterol to 24-OH cholesterol. In fact, 80% of the 24-OH cholesterol in the body is found in the brain and the circulatory system acts as sink for excess cholesterol produced in the brain [56, 57]. The brain is well equipped for internal lipid transport via its own supply of lipid carrier particles of the high density lipoprotein type secreted by astrocytes [58]. Secretion of high density lipoprotein particles from astrocytes is dependent on lipoproteins, mainly Apolipoprotein E and J, and allows delivery of lipids such as cholesterol to neurons [58]. Apolipoprotein carriers also mediate clearance of excess hydroxylated cholesterol and β-amyloid [59]. The Apolipoprotein E allel 4 is a major genetic risk factor for Alzheimer's disease, indicating that this lipid carrier is important for maintaining homeostasis necessary for a healthy environment of the brain [60, 61]. Apolipoprotein E is particularly concentrated in astrocytic processes at the pial surface and around the blood vessels [62]. In addition, the choroid plexus and tanycytes in the wall of the third ventricle also produce Apolipoprotein E [62, 63]. Thus, Apolipoprotein E production is co-localized with CSF production sites and transport pathways suggesting that lipids are transported by the glymphatic system. Injections of lipophilic CSF tracers showed that several different lipophilic molecules of sizes <1 kDa, similar to the size of cholesterol (0.387 kDa) and a larger 3 kDa lipophilic molecule all entered the brain via periarterial routes and exited perivenously [64], similar to hydrophilic molecules [49]. In this way the glymphatic system was comparable to the peripheral lymphatic system that transports the dietary fat, incl. cholesterol, absorbed in the intestine. However, only the <1 kDa lipophilic tracers diffused into the brain parenchyma whereas the larger tracers were largely confined to the perivascular routes [64]. This suggests that the glymphatic system plays a central role in macroscopic distribution of lipids in the brain and that medium to large lipid soluble molecules might require carrier particles in order to be delivered via the CSF. Astrocytes thus play a key role in lipid synthesis and lipid distribution by releasing lipid carrier proteins, such as Apolipoprotein E, and in maintaining the highway for distribution, the glymphatic system.

What drives glymphatic influx?

Glymphatic transport of CSF along the periarterial spaces, followed by convective flow through the brain parenchyma, and exit of interstitial fluid (ISF) along the perivenous space to the cervical lymph system, is an energy requiring process that is driven by multiple mechanisms. The constant production of CSF by the choroid plexus creates a pressure that dictates the direction of the fluid flow through the ventricular system to the subarachnoid space. In addition, several lines of work show that respiration is instrumental in movement of CSF through the aqueduct [65, 66]. Entry of CSF along the perivascular space is crucial for facilitating glymphatic ISF-CSF exchange and clearance function. Using reporter mice to distinguish arteries from veins (Ds-red fluorescent protein expressed under the NG2 promoter in pericytes and smooth muscle cells) [67, 68], it was demonstrated that CSF tracers follow arteries at the pial surface running across the cortical surface and descend along penetrating arteries, which dive perpendicularly into the brain to reach capillary beds [49, 69]. What drives the entry of CSF along perivascular space of penetrating leptomeningeal arteries specifically? Particular to arteries, pulsation generated by smooth muscle cells creates pulse waves along the whole length of the pial artery and penetrating arteries diving into the brain from the cortical surface [70–73]. Dobutamine, an adrenergic agonist, increased pulsatile effect significantly when administrated to mice and resulted in a larger amount of CSF penetration into the parenchyma. The opposite effect was obtained when arterial pulsatility was dampened by internal carotid artery ligation. Additionally, the reduction of pulse waves decreased CSF-ISF exchange [70]. This suggests that glymphatic activity, at least in part, is driven by arterial pulsatility and explains why perivascular influx occurs preferentially around pulsating arteries and not cerebral veins.

The glymphatic system is turned on during sleep

While sleep is essential for all mammals, sleep is also a vulnerable state since the decreased alertness during sleep increase the chance of being targeted by predators. This compromise in alertness versus rest suggests that sleep serves a fundamental biological function. Multiple studies indicating that sleep enhances memory consolidation, which could be important for competition amongst species [74–77], however, the basic biological need for sleep is unclear [78]. Brain energy metabolism only declines by 25% during sleep suggesting that sleep does not simply serve to conserve energy [79]. Recent analysis shows that the sleep state is unique in the sense that glymphatic activity is dramatically enhanced, while its function is suppressed during wakefulness. In vivo 2-photon imaging of glymphatic function showed that the CSF influx in the awake state was reduced by 90% compared to anesthetized mice [80]. In order to test if this was specific to the unconscious state or a side effect of the anesthetics used, the same experiment was performed in naturally sleeping mice. This analysis of CSF influx showed a striking similarity between true sleep and anesthetized mice. The sleep-wake difference in glymphatic influx correlated with the volume fraction of interstitial space that was 13-15% in the awake state an expanded to 22-24% in both sleep and anesthetized mice [80]. This observation indicates that the sleep state is particularly conducive to convective fluid fluxes and thereby to clearance of metabolites. Thus, a major function of sleep appears to be that the glymphatic system is turned on and that the brain clears itself of neurotoxic waste products produced during wakefulness.

The observation that glymphatic function is highly active in both anesthetized mice and naturally sleeping mice but not awake mice indicates that it is differences in the sleep versus wakeful state and not daily circadian rhythms that regulate glymphatic activity. A major driver of arousal is the neuromodulator norepinephrine [81]. Our analysis showed that norepinephrine also is a key regulator of glymphatic activity and that norepinephrine might be responsible for suppression of glymphatic during wakefulness. Local application of a cocktail of norepinephrine receptor antagonists in awake mice resulted in an increase in CSF tracer influx almost comparable to that observed during sleep or anesthesia [80]. In contrast, norepinephrine application, mimicking the wakeful state, significantly decreased the interstitial volume fraction. An increase in interstitial space volume in the sleep state reduces tissue resistance towards convective flow thus permitting CSF-ISF exchange. Thus the burst release of norepinephrine during arousal increases the cellular volume fraction resulting in a decrease in the interstitial space [82]. In turn, the resistance toward convective exchange of CSF and ISF increases and this results in a suppression of glymphatic fluxes during wakefulness. Norepinephrine also acts directly on choroid plexus epithelial cells and inhibits CSF production. Conversely, removal of norepinephrine signaling, mimicking the sleep state, enhances CSF production [83]. The concerted effect of norepinephrine thus acts via different mechanisms on both fluid availability and convective fluxes to suppress glymphatic function and norepinephrine can therefore be considered both a key regulator of the switch between the sleep and wakeful state and solute clearance from the brain.

Convective CSF fluxes in aging and pathology

Glymphatic activity decreases sharply during aging

A recent assessment of glymphatic function in old versus young mice showed a dramatic reduction by ∼80-90% in aged compared to young mice [84]. The suppression of glymphatic activity included both influx of CSF tracers and clearance of radiolabeled β–amyloid and inulin. Reactive gliosis, defined by hypertrophy of GFAP+ astrocyte processes, increases with aging [85] and might contribute to the age-related decline in glymphatic function, although the mechanism of how changes in GFAP expression might contribute to altered glymphatic function remains unclear. AQP4, which in young animals is localized to astrocytic endfeet, plays a central role in facilitating CSF-ISF exchange along periarterial influx pathways as well as interstitial solute clearance through perivascular drainage pathways [49] (Fig. 5A). The genetic deletion of AQP4 was previously shown to impair CSF-ISF exchange by ∼65% and reduce the clearance of β–amyloid by ∼55% [49]. The lack of parity between decline in CSF-ISF exchange and β–amyloid clearance is likely attributable to some fraction of injected β–amyloid being cleared directly to the blood via LRP-1/RAGE mediated trans-endothelial transport [86]. However, the vascular polarization of astrocytic AQP4 is partly lost in reactive astrocytes in old brains, i.e. AQP4 is no longer confined to astrocytic endfeet but present in astrocytes parenchymal processes [84] (Fig. 5B). The findings that aging was associated with loss of perivascular AQP4 polarization, specifically along penetrating arterioles, and that presence of cortical parenchymal AQP4 was found to correlate with CSF-ISF exchange, suggests that the age related decline in glymphatic function might be in part attributable to dysregulation of astroglial water transport. Other factors perhaps contributing to the reduction of glymphatic activity with aging are the decline in CSF production by 66% and CSF pressure by 27% percent [70, 87, 88]. Aging is also accompanied by stiffening of the arterial wall leading to a reduction in arterial pulsatility, which is one of the drivers of glymphatic influx [70, 89]. The observation of age-related decline in glymphatic activity is important because the highest risk factor identified for neurodegenerative diseases is aging. The failure of the glymphatic system in aging might thus contribute to the accumulation of misfolded and hyperphosphorylated proteins and thereby render the brain more vulnerable to developing a neurodegenerative pathology or perhaps escalate the progression of cognitive dysfunction.

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Model of glymphatic function in young, old and in Alzheimer's disease

A) In young and healthy people, CSF enters the brain parenchyma via periarterial pathways, washes out solutes from the interstitial space and empties along the veins. B) With aging, glymphatic function is reduced, possibly due to astrocytes becoming reactive and AQP4 de-polarized from the vascular endfeet to parenchymal processes. C) In Alzheimer's disease perivascular space of penetrating arteries are subject to accumulation of β-amyloid peptides. We hypothesize that accumulation of β-amyloid might be caused by impairment of the glymphatic system and that the perivascular pathways are further blocked by protein aggregates such as β-amyloid. In this model, the resulting changes in the perivascular environment lead to abnormal enlargement of perivascular space downstream, which further decreases glymphatic clearance.

Indeed, all prevalent neurodegenerative diseases are characterized by accumulation of aggregated proteins [90]. Prior work on protein degradation in CNS has primarily focused on intracellular processes, i.e. proteasomal or lysosomal degradation [91]. However, more recent studies have revealed that toxic protein monomers, oligomers, and aggregates are also present in the interstitial fluid and CSF: misfolded β–amyloid and fibrillary tangles of tau in Alzheimer's disease, misfolded α-synuclein in Parkinson's disease and misfolded superoxide dismutase in mouse models of amyotrophic lateral sclerosis [52, 92–96]. Deposits of β-amyloid are found in hippocampal synapses where activity of the neurons might lead to increased shedding making synapses a source of extracellular β-amyloid [97]. In concert with this, β-amyloid production is highest during the awake state when neuronal activity is highest [98]. However, β-amyloid is not only produced by neurons. In fact, all cells produce β-amyloid and in particular oligodendrocytes and their precursor cells [99], which, at least in part, might account for the myelin disorders observed in Alzheimer's disease. The emerging concept of a prion-like spread of neurotoxic proteins aggregates highlights the importance of the interstitial space regarding deposits of aggregated protein, such as β-amyloid in Alzheimer's disease[100, 101]. The production and turnover of β-amyloid is strikingly rapid in humans. In healthy, young subjects 8.3% of total β-amyloid is cleared each hour via the CSF [102]. Perivascular drainage pathways function as a sink for interstitial β-amyloid in Alzheimer's disease and perivascular spaces are a sites for both amyloid deposits and Alzheimer's disease pathology [103]. Bulk clearance by the glymphatic system might in combination with transport across the blood-brain barrier [59] provide necessary and sufficient removal of extracellular β-amyloid until the end of the reproductive lifespan around which time failure in adequate CSF bulk flow leads to accumulation of β-amyloid [84] (Fig. 5). This suggests that low activity of the glymphatic system could be a major risk factor for development of neurodegenerative diseases. The anatomical routes of interstitial bulk flow in the perivascular space are consistent with sites of β-amyloid accumulation, although β-amyloid accumulates predominantly at cerebral arteries. Periarterial accumulation of β-amyloid around arteries could reflect recirculation of β-amyloid-rich CSF that deposits aggregates after being taken up by smooth muscles cells [104], although the concept of recirculation of CSF is controversial [44]. In turn, vascular amyloidosis might reduce glymphatic CSF influx and the stagnation of CSF influx might accelerate β-amyloid accumulation. In addition, monocytic engulfment of β-amyloid appears to occur selectively at veins [105]. Abnormal enlargement of the perivascular space is more frequently observed in Alzheimer's disease compared to aged-matched control subjects suggesting a spiral of protein accumulation, deformation of glymphatic routes and further reduction in protein clearance and pathology (Fig. 6).

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Abnormal perivascular spaces in Alzheimer's disease

2.5× magnification of hematoxylin and eosin staining of superior frontal gyrus and underlying white matter. A) The white matter of a 74-year old with no CNS diagnosis shows homogenously stained white matter with normal perivascular spaces. B) The white matter of an 80-year old Alzheimer's disease patient contains patches with paler staining and a large number of abnormally enlarged perivascular spaces. 100× magnification of normal C), slightly dilated D) and severely dilated E) perivascular spaces in an Alzheimer's disease patient. Reprinted from [112] with permission.

However, abnormalities at the perivascular space are also prominent in non-Alzheimer's dementia. Only surpassed by Alzheimer's disease, vascular dementias are the second most common cause of dementia and these diseases are also characterized by deformation of the perivascular space [106, 107]. Changes in or surrounding cerebral blood vessels due to hypertension, atherosclerosis or hereditary diseases can cause vascular dementia [107]. Vascular dementia is often caused by pathology in small cerebral blood vessels and capillaries, collectively termed small vessel disease. In small vessel disease enlargement of the perivascular space is frequently observed [108]. An example of this is the disease cerebral autosomal dominant arteriopathy with subcortical infarcts and leukoencephalopathy [109, 110]. We speculate that these anatomical abnormalities in the perivascular space could have a profound impact on glymphatic fluxes due to altered physical, and perhaps also cellular signaling pathways in ways that are non-permissive for bulk flow in the perivascular spaces. In fact, numerous case reports found abnormal widening of perivascular space in dementia patients otherwise in good health [111]. One explanation for widening of the perivascular space could be periarterial blockage leading to local obstruction of glymphatic fluxes, perhaps affecting the width of the downstream periarterial space (Fig. 5). Roher et al. hypothesized that the enlargement of perivascular space in the white matter occurs as a secondary effect of clogging of perivascular space in the upstream artery, usually located in the grey matter [112]. Myelin-rich tissue may be more sensitive to obstruction of convective interstitial fluid fluxes, perhaps explaining why vascular diseases, including cerebral autosomal dominant arteriopathy with subcortical infarcts and leukoencephalopathy, primarily affect white matter [113]. It is important to note, that the potential role of glymphatic fluxes in diseases with prominent enlargement of perivascular spaces has yet to be addressed experimentally, but that gross changes of the perivascular space are likely to negatively affect glymphatic functions. A suppression of glymphatic function could in turn exacerbate pathology.

Traumatic brain injury and its implications for neurodegenerative diseases

Traumatic brain injury, which most frequently affects military personnel or athletes, increases the risk of premature dementia and Alzheimer's disease [114, 115]. Multiple studies have shown that repeated traumatic events, and even single events of moderate to severe head trauma, can lead to progressive neurodegeneration. However, it is currently not understood why a subpopulation of individuals develops chronic traumatic encephalopathy, whereas other exposed to the same degree of initial brain injury are not affected [116]. Traumatic brain injury induces release of β-amyloid peptide and of C-tau, a proteolytically cleaved product of MAP-tau, which is a highly abundant intracellular microtubule protein in axons [117–119]. C-tau is a biomarker of brain injury since it is released in vast quantities and correlates with severity of traumatic brain injury [120]. An emerging hypothesis is that the large amplitude increases of interstitial tau lead to cellular uptake and initiation of fibrillary aggregates, which attracts additional tau leading to formation of neurofibrillary tangles ultimately resulting in a prion-like spread of the pathology [100, 101]. Traumatic brain injury is linked to formation of large astroglial scars and persistent activation of innate neuroinflammation [121]. Strikingly, in a model of repetitive moderate traumatic brain injury, influx of CSF into the brain and CSF-mediated clearance was impaired in the ipsilateral hemisphere already at day 1 post injury. The reduction of glymphatic function persisted until at least 28 days post injury. The severe decrease in glymphatic function was associated with glial scars characterized by hypertrophic GFAP-positive processes in the ipsilateral hemispheres. In addition, mis-localization of AQP4 from vascular endfeet to parenchymal processes was observed, similar to AQP4 mislocation noted in aging [84]. By intracortical injections of human tau Iliff et al. were able to track the clearance pathway of tau. Human tau accumulated around large veins and the amount of tau remaining in the tissue correlated with a decrease in glymphatic clearance [121]. This suggests that CSF-mediated removal of tau via glymphatic routes is crucial for limiting secondary neuronal damage following traumatic brain injury. Another study using magnetic resonance imaging (MRI) to assess glymphatic function provided further indication that head trauma, such as subarachnoid hemorrhage, severely impairs glymphatic function [122]. Freshly isolated arterial blood injected into the CSF was enough to block influx pathways of CSF into the brain, but not the cerebellum, suggesting that cerebral hemorrhage can cause a widespread inhibition of glymphatic function. In this model of subarachnoid hemorrhage tissue-type application of plasminogen activator that removes fibrin clots improved glymphatic perfusion. Embolic ischemic stroke produced a transient inhibition of glymphatic flow in the hours following ischemia, however, function was spontaneously recovered at 24 hours after transient ischemia [122]. This suggests that short-term inhibition of glymphatic function, either by decreased arterial pulsation or occlusion of perivascular pathways caused by mild stroke, can resolve and is linked to improved recovery.

Glymphatic efflux play a key role in transport of biomarkers of traumatic brain injury

Due to the difficulties in diagnosing the severity of traumatic brain injury based on clinical examination alone, considerable effort has gone into developing plasma biomarkers of brain injury. Although it is known that CSF drains into cervical lymph nodes, prior efforts gave minute attention to how cellular proteins, e.g. neuron-specific enolase, GFAP and S100B, enter the blood [123]. Most reviews have suggested that these biomarkers enter the general circulation through opening of the blood-brain barrier in the setting of tissue injury [124]. Instead, we recently showed that the biomarkers of traumatic brain injury exit the brain via the glymphatic system. Inhibition of glymphatic activity by four mechanistically distinct manipulations, including sleep deprivation, cisterna magna puncture, inhibition of CSF production using acetazolamide, or genetic deletion of AQP4 resulted in marked reduction of astrocytic proteins GFAP, S100B and neuron-specific enolase in plasma following traumatic brain injury [125]. Several of these manipulations are clinical relevant. For example, sleep deprivation is common in the emergency room as vitals are taken frequently. Thus, plasma biomarkers may not be a useful approach to asses the severity of traumatic injury if it is the activity of the glymphatic system that determines the extend by which the biomarkers are transported from the injured brain tissue to the blood compartment. If a patient with traumatic brain injury is unable to sleep or if a decompressive ventriculostomy is performed, the transfer of biomarkers from CSF plasma will be low. The low level of biomarkers in the blood under these conditions will not reflect the degree of tissue injury but rather that glymphatic activity is low.

Thus, several studies have shown that acute injury, including traumatic brain injury, subarachnoid bleeding or stroke, profoundly impact glymphatic function and impair convective fluid flow. The suppression of CSF-ISF exchange has immediate implications regarding the limitations of the diagnostic relevance of plasma biomarkers in traumatic brain injury [122, 125]. Most importantly, impairment of glymphatic function could further exacerbate injury due to accumulation of both normal metabolic waste as well as injury-induced debris. The degree by which glymphatic function is suppressed after traumatic brain injury might therefore contribute to the variability in outcome. Future studies will define the clinical relevance of pharmacological manipulations of the glymphatic system after acute traumatic injury.

Prior observations had documented the existence of perivascular fluid transport

Albeit, the concept of the glymphatic system was developed just three years ago, many aspects of this highly organized pathway of CSF-ISF fluid exchange had already been described. In the mid 80's a young investigator, Patricia Grady noted that when horseradish peroxidase, a 44 kDa glycoprotein, was injected in CSF, the entire vasculature of dogs or cats was outlined by the tracer just 4-5 min later [126, 127]. This observation, which depicted widespread influx of a large CSF tracer along the perivascular space, justifiably received considerable attention among the more established groups. Such rapid influx of CSF could not be justified by the slow process of diffusion. Only convective fluxes along the perivascular space could explain the distribution of horseradish peroxidase. However, the inability of other groups to repeat Patricia Grady's findings led to the incorrect conclusion that CSF only inconsistently and to a minor extent entered the perivascular space[128]. In retrospect, the discrepancy between the observations can be explained by the fact that Patricia Grady used larger animals that were exposed to minimal surgery, whereas subsequent studies prepared open cranial windows in rats, which eliminated the pressure gradients that drive convective CSF fluxes. Later, in a series of elegant studies Gerald Dienel showed that metabolites of glucose, including lactate, are rapidly released in large quantities during brain activation [129, 130]. Most interestingly, the metabolites of glucose or tracers of similar molecular weights could later be identified in the perivascular space and in cervical lymph nodes. Thus, the work by Gerald Dienel convincingly identified the perivascular space as a pathway for removal of metabolic waste products. Even older studies from the group of Bradbury had documented that radiolabeled tracers injected into the brain parenchyma later could be found in both the olfactory bulb and the cervical lymph vessels [123].

Future perspectives

Accumulating evidence suggests that age-related decline in glymphatic clearance in significant ways contributes to accumulation of protein aggregation. Glymphatic activity decreases by 80-90% in old mice and several lines of evidence have documented that β-amyloid and tau exit the brain via the glymphatic system[84, 121]. Moreover, work from David Holtzman documents that the concentration of β-amyloid in CSF follows the sleep-wake cycle in human subjects [131]. It is therefore imperative that a diagnostic test of glymphatic activity capable of identifying patients with premature decline in glymphatic clearance is developed. Using the same logic, assessment of glymphatic activity in patients following traumatic brain injury may pinpoint patients with the most severe suppression of glymphatic clearance and thereby identify the individuals who are at higher risk for developing chronic traumatic encephalopathy. Helene Benveniste's group has made headway with regard to developing a glymphatic diagnostic test based on MRI scans. By delivering contrast agent into cisterna magna, the movement of CSF could be followed in real time across the entire brain [69]. These observations made in rats confirmed and extended the notion of the existence of a brain-wide glymphatic system. In particular the MRI analysis revealed fast influx kinetics at two key nodes, the pituitary and pineal gland recesses [69]. Interestingly both of these regions are involved in regulation of the sleep wake cycle [132, 133]. These studies using contrast-enhanced MRI provide the experimental groundwork for evaluating glymphatic pathway function in the human brain and in the future assess whether failure of CSF fluxes contributes to Alzheimer's disease progression. Development of a safe and minimally invasive imaging approach to visualize glymphatic function is therefore necessary for future translational effort. It is in this regard important to note that subsequent analysis showed that intrathecal lumbar injections, which are routinely used in clinical myelographic studies, provide a viable alternative route to assess the basic parameters of glymphatic function [134]. The first studies of the glymphatic system in human subject is expected to be published soon, as intrathecal administration of contrast agents already is approved for study of CSF fluxes in patients undergoing treatment for spontaneous intracranial hypotension and CSF rhinorrhea [135, 136].

Future studies with focus on the glymphatic system are expected to identify functions of convective CSF fluxes beyond removal of metabolic waste products. We have recently found that glymphatic influx can serve as a distribution system for lipids [64] and glucose [137], and we speculate that glymphatic influx provides an essential route for distribution of electrolytes, macromolecules, and other larger compounds that enter the brain predominantly via the blood-CSF barrier at the choroid plexus. Likewise, the glymphatic system might serve as a path for delivery and distribution of drugs including cancer drugs within the brain [138]. Furthermore, we expect that growth factors produced by the choroid plexus, as well as neuromodulators released by several brain stem nuclei positioned close to the ventricular system, are distributed widely across the CNS by the glymphatic system. Thus, volume transmission may, in addition to microscopic release of neuromodulators from local nerve terminals followed by local diffusion, also involve circulation by macroscopic convective CSF fluxes via the glymphatic system.

Acknowledgments

This study was supported by NIH (NINDS NS075177 and NS078304). We thank Gerry Dienel, Ben Kress, and Rashid Deane for comments on the manuscript.

Footnotes

Conflict of Interest: The authors declare that they have no conflict of interest.

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Glymphatic Pathway of Gadolinium-Based Contrast Agents Through the Brain: Overlooked and Misinterpreted

Deike-Hofmann, Katerina; Reuter, Julia; Haase, Robert; More

Investigative Radiology. 54(4):229-237, April 2019.

Abstract:
Background

The "glymphatic system" (GS), a brain-wide network of cerebrospinal fluid microcirculation, supplies a pathway through and out of the central nervous system (CNS); malfunction of the system is implicated in a variety of neurological disorders. In this exploratory study, we analyzed the potential of a new imaging approach that we coined delayed T2-weighted gadolinium-enhanced imaging to visualize the GS in vivo.

Methods

Heavily T2-weighted fluid-attenuated inversion recovery (hT2w-FLAIR) magnetic resonance imaging was obtained before, and 3 hours and 24 hours after intravenous gadolinium-based contrast agent (GBCA) application in 33 neurologically healthy patients and 7 patients with an impaired blood-brain barrier (BBB) due to cerebral metastases. Signal intensity (SI) was determined in various cerebral fluid spaces, and white matter hyperintensities were quantified by applying the Fazekas scoring system.

Findings

Delayed hT2w-FLAIR showed GBCA entry into the CNS via the choroid plexus and the ciliary body, with GBCA drainage along perineural sheaths of cranial nerves and along perivascular spaces of penetrating cortical arteries. In all patients and all sites, a significant SI increase was found for the 3 hours and 24 hours time points compared with baseline. Although no significant difference in SI was found between neurologically healthy patients and patients with an impaired BBB, a significant positive correlation between Fazekas scoring system and SI increase in the perivascular spaces 3 hours post injection was shown.

Interpretation

Delayed T2-weighted gadolinium-enhanced imaging can visualize the GBCA pathway into and through the GS. Presence of GBCAs within the GS might be regarded as part of the natural excretion process and should not be mixed up with gadolinium deposition. Rather, the correlation found between deep white matter hyperintensities, an imaging sign of vascular dementia, and GS functioning demonstrated feasibility to exploit the pathway of GBCAs through the GS for diagnostic purposes.

Otolaryngologic Clinics

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Office-Based 532-Nanometer Pulsed Potassium-Titanyl-Phosphate Laser Procedures in Laryngology
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Kathleen M. Tibbetts, MDa,∗,'Correspondence information about the author MD Kathleen M. TibbettsEmail the author MD Kathleen M. Tibbetts, Charles Blakely Simpson, MDb
Otolaryngologic Clinics of North America

Published online: March 26, 2019
Publication stage: In Press Corrected Proof
With fiber-based lasers that may be passed via the working channel of a flexible laryngoscope, in-office laser laryngeal surgery has become possible. The potassium-titanyl-phosphate laser has several features that make it ideal for laryngeal surgery, and it is now the laser of choice for in-office management of a variety of laryngeal lesions. Its applications have expanded significantly since its introduction, with reports of new indications continuing to appear in the literature. This article provides a comprehensive review of the indications and technical details of in-office potassium-titanyl-phosphate laser laryngeal surgery, and a summary of the existing literature regarding outcomes of these procedures.

With fiber-based lasers that may be passed via the working channel of a flexible laryngoscope, in-office laser laryngeal surgery has become possible. The potassium-titanyl-phosphate laser has several features that make it ideal for laryngeal surgery, and it is now the laser of choice for in-office management of a variety of laryngeal lesions. Its applications have expanded significantly since its introduction, with reports of new indications continuing to appear in the literature. This article provides a comprehensive review of the indications and technical details of in-office potassium-titanyl-phosphate laser laryngeal surgery, and a summary of the existing literature regarding outcomes of these procedures.

© 2019 Elsevier Inc. Published by Elsevier Inc. All rights reserved.
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In-office Functional Nasal Surgery
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Richard Kao, MDa, Cyrus C. Rabbani, MDa, Jonathan Y. Ting, MDb, Taha Z. Shipchandler, MDc,∗,'Correspondence information about the author MD Taha Z. ShipchandlerEmail the author MD Taha Z. Shipchandler
Otolaryngologic Clinics of North America

Published online: March 22, 2019
Publication stage: In Press Corrected Proof
Nasal airway obstruction is a common complaint encountered by the otolaryngologist. In-office nasal procedures are becoming increasingly popular and should be considered for patients desiring immediate treatment without the adverse effects of general anesthesia, operating room costs, or scheduling delays. This article discusses the factors in patient selection, room setup, and other considerations. The options available for in-office treatment of nasal valve repair are discussed, including turbinoplasty, septoplasty, and nasal valve repair/functional rhinoplasty–type techniques described in the literature.

Nasal airway obstruction is a common complaint encountered by the otolaryngologist. In-office nasal procedures are becoming increasingly popular and should be considered for patients desiring immediate treatment without the adverse effects of general anesthesia, operating room costs, or scheduling delays. This article discusses the factors in patient selection, room setup, and other considerations. The options available for in-office treatment of nasal valve repair are discussed, including turbinoplasty, septoplasty, and nasal valve repair/functional rhinoplasty–type techniques described in the literature.

© 2019 Elsevier Inc. Published by Elsevier Inc. All rights reserved.
Article in Press
Reprocessing Flexible Endoscopes in the Otolaryngology Clinic
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Melissa Pynnonen, MD, MSca,∗,'Correspondence information about the author MD, MSc Melissa PynnonenEmail the author MD, MSc Melissa Pynnonen, John Whelan, BSN, RNb
Otolaryngologic Clinics of North America

Published online: March 22, 2019
Publication stage: In Press Corrected Proof
Reprocessing a flexible endoscope is a complex multistep process. Attention to detail is essential for patient safety. Physicians need to empower their staff to function as guardians and advocates for best practices in endoscope reprocessing. Current best practice standards and guidelines for flexible endoscope reprocessing in the United States have been led by the Society of Gastroenterology Nurses and Associates, the Association for the Advancement of Medical Instrumentation, the Association of periOperative Registered Nurses, American Society for Gastrointestinal Endoscopy, and Multisociety Guideline. This article focuses on important aspects and current best practices for flexible endoscope cleaning and high-level disinfection.

Reprocessing a flexible endoscope is a complex multistep process. Attention to detail is essential for patient safety. Physicians need to empower their staff to function as guardians and advocates for best practices in endoscope reprocessing. Current best practice standards and guidelines for flexible endoscope reprocessing in the United States have been led by the Society of Gastroenterology Nurses and Associates, the Association for the Advancement of Medical Instrumentation, the Association of periOperative Registered Nurses, American Society for Gastrointestinal Endoscopy, and Multisociety Guideline. This article focuses on important aspects and current best practices for flexible endoscope cleaning and high-level disinfection.

© 2019 Elsevier Inc. Published by Elsevier Inc. All rights reserved.
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In-Office Evaluation and Management of Dysphagia
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Abdulmalik S. Alsaied, MD∗,'Correspondence information about the author MD Abdulmalik S. AlsaiedEmail the author MD Abdulmalik S. Alsaied, Gregory N. Postma, MD
Department of Otolaryngology, Voice, Airway and Swallowing Center, Medical College of Georgia at Augusta University, 1120 15th Street, Augusta, GA 30912, USA
Otolaryngologic Clinics of North America

Published online: March 22, 2019
Publication stage: In Press Corrected Proof
Dysphagia is a common complaint encountered in otolaryngology clinics. Approaching the patient with dysphagia starts with a comprehensive symptomatic analysis and thorough physical examination. The recent rapid revolution in office-based procedures has a great impact in the evaluation and management of dysphagia. Currently, diagnostic and therapeutic procedures can be performed safely and effectively in the office setting with the advantage of avoidance of sedation or general anesthesia.

Dysphagia is a common complaint encountered in otolaryngology clinics. Approaching the patient with dysphagia starts with a comprehensive symptomatic analysis and thorough physical examination. The recent rapid revolution in office-based procedures has a great impact in the evaluation and management of dysphagia. Currently, diagnostic and therapeutic procedures can be performed safely and effectively in the office setting with the advantage of avoidance of sedation or general anesthesia.

© 2019 Elsevier Inc. Published by Elsevier Inc. All rights reserved.
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In-Office Laryngology Injections
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Gregory R. Dion, MD, MS∗,'Correspondence information about the author MD, MS Gregory R. DionEmail the author MD, MS Gregory R. Dion, Skyler W. Nielsen, DO
Department of Otolaryngology–Head and Neck Surgery, Brooke Army Medical Center, 3551 Roger Brooke Drive, JBSA Fort Sam, Houston, TX 78234, USA
Otolaryngologic Clinics of North America

Published online: March 22, 2019
Publication stage: In Press Corrected Proof
The ability to perform in-office vocal fold injections has been greatly enhanced by advances in videolaryngoscopy technology. With improved optics and thin, channeled flexible laryngoscopes, in-office laryngeal injections have expanded from vocal fold augmentation for glottic insufficiency, vocal cold immobility, and botulinum toxin injections for spasmodic dysphonia, to vocal fold steroid injections for benign vocal fold lesions and scars and various injections for neurogenic cough. Efficacy, approaches, post-procedure management, and common complications of in-office laryngeal injections are outlined and supporting evidence discussed.

The ability to perform in-office vocal fold injections has been greatly enhanced by advances in videolaryngoscopy technology. With improved optics and thin, channeled flexible laryngoscopes, in-office laryngeal injections have expanded from vocal fold augmentation for glottic insufficiency, vocal cold immobility, and botulinum toxin injections for spasmodic dysphonia, to vocal fold steroid injections for benign vocal fold lesions and scars and various injections for neurogenic cough. Efficacy, approaches, post-procedure management, and common complications of in-office laryngeal injections are outlined and supporting evidence discussed.

Published by Elsevier Inc.
Article in Press
Office-Based Otology Procedures
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Manuela Fina, MD∗,'Correspondence information about the author MD Manuela FinaEmail the author MD Manuela Fina, Douglas Chieffe, MD
Department of Otolaryngology, University of Minnesota, Minneapolis, MN, USA
Otolaryngologic Clinics of North America

Published online: March 22, 2019
Publication stage: In Press Corrected Proof
Endoscopy has changed the practice of otology in both operative and clinic settings. Endoscopes increase the visibility of anterior tympanic perforations expanding the criteria for in-office repair. Endoscopic myringoplasty techniques using tissue-engineered grafts and porcine-based extracellular grafts are described. Endoscopic inspection of deep retraction pockets is a new important tool for pre-operative surgical assessment. This section also discusses the use and potential benefits of intratympanic injections for sudden sensorineural hearing loss and Meniere's disease.

Endoscopy has changed the practice of otology in both operative and clinic settings. Endoscopes increase the visibility of anterior tympanic perforations expanding the criteria for in-office repair. Endoscopic myringoplasty techniques using tissue-engineered grafts and porcine-based extracellular grafts are described. Endoscopic inspection of deep retraction pockets is a new important tool for pre-operative surgical assessment. This section also discusses the use and potential benefits of intratympanic injections for sudden sensorineural hearing loss and Meniere's disease.

© 2019 Elsevier Inc. Published by Elsevier Inc. All rights reserved.
Article in Press
Office-Based Sinus Surgery
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Alok T. Saini, MDa, Martin J. Citardi, MDb, William C. Yao, MDb, Amber U. Luong, MD, PhDb,∗,'Correspondence information about the author MD, PhD Amber U. LuongEmail the author MD, PhD Amber U. Luong
Otolaryngologic Clinics of North America

Published online: March 22, 2019
Publication stage: In Press Corrected Proof
Office-based rhinologic procedures have seen a dramatic rise in incidence over the last decade. It is crucial to select appropriate patients and understand which pathologies may be amenable to in-office procedures. It behooves the otolaryngologist to be familiar with the array of technologic advances that are expanding the limits of office-based rhinology and to have a solid understanding of the technical nuances of using these technologies in the clinic. This article highlights the issues associated with some of the more common office-based sinus procedures, and provides practical information on set-up and reimbursement.

Office-based rhinologic procedures have seen a dramatic rise in incidence over the last decade. It is crucial to select appropriate patients and understand which pathologies may be amenable to in-office procedures. It behooves the otolaryngologist to be familiar with the array of technologic advances that are expanding the limits of office-based rhinology and to have a solid understanding of the technical nuances of using these technologies in the clinic. This article highlights the issues associated with some of the more common office-based sinus procedures, and provides practical information on set-up and reimbursement.

© 2019 Elsevier Inc. Published by Elsevier Inc. All rights reserved.
Article in Press
Mohs Reconstruction and Scar Revision
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Andrew W. Joseph, MD, MPHa,∗,'Correspondence information about the author MD, MPH Andrew W. JosephEmail the author MD, MPH Andrew W. Joseph, Shannon S. Joseph, MDb
Otolaryngologic Clinics of North America

Published online: March 22, 2019
Publication stage: In Press Corrected Proof
Facial reconstruction may be effectively performed in an office setting using a variety of techniques. Careful patient selection is paramount for achieving successful outcomes in this setting. The most common reconstructive techniques used in the office setting include local flaps and skin grafts. Scar management is complementary to all facial reconstructive procedures, and the reconstructive surgeon has a large variety of scar management techniques available. Scar management should be individualized based on clinical setting and available resources.

Facial reconstruction may be effectively performed in an office setting using a variety of techniques. Careful patient selection is paramount for achieving successful outcomes in this setting. The most common reconstructive techniques used in the office setting include local flaps and skin grafts. Scar management is complementary to all facial reconstructive procedures, and the reconstructive surgeon has a large variety of scar management techniques available. Scar management should be individualized based on clinical setting and available resources.

© 2019 Elsevier Inc. Published by Elsevier Inc. All rights reserved.
Article in Press
Patient Safety and Anesthesia Considerations for Office-Based Otolaryngology Procedures
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Cecelia E. Schmalbach, MD, MScEmail the author MD, MSc Cecelia E. Schmalbach
Otolaryngology–Head and Neck Surgery, Lewis Katz School of Medicine at Temple University, 3440 N, Broad Street, Kresge West, 3rd Floor, Room 309, Philadelphia, PA 19140, USA
Otolaryngologic Clinics of North America

Published online: March 22, 2019
Publication stage: In Press Corrected Proof
Office-based otolaryngology procedures provide a safe and efficient alternative to the traditional operating room. Physicians are responsible for knowing their state regulations and subspecialty guidelines. Although the clinic setting has fewer regulations than hospitals and ambulatory surgery centers, the clinic has the same standards as a hospital with respect to emergency equipment, trained personnel, protocols, and safety measures. Sedation occurs along a continuum; it is impossible to predict a patient's response to sedation. Otolaryngologists performing office-based sedation must be prepared to rescue with airway and advanced life support in the event that the sedation level encountered is deeper than expected.

Office-based otolaryngology procedures provide a safe and efficient alternative to the traditional operating room. Physicians are responsible for knowing their state regulations and subspecialty guidelines. Although the clinic setting has fewer regulations than hospitals and ambulatory surgery centers, the clinic has the same standards as a hospital with respect to emergency equipment, trained personnel, protocols, and safety measures. Sedation occurs along a continuum; it is impossible to predict a patient's response to sedation. Otolaryngologists performing office-based sedation must be prepared to rescue with airway and advanced life support in the event that the sedation level encountered is deeper than expected.

© 2019 Elsevier Inc. Published by Elsevier Inc. All rights reserved.
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In-Office Balloon Dilation of the Eustachian Tube under Local Anesthesia
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Marc Dean, MDa,∗,'Correspondence information about the author MD Marc DeanEmail the author MD Marc Dean, Melissa Pynnonen, MD, MScb
Otolaryngologic Clinics of North America

Published online: March 22, 2019
Publication stage: In Press Corrected Proof
Balloon dilation of the Eustachian tube (BDET) is an effective treatment of Eustachian tube dysfunction. This procedure can be performed under local anesthesia in the office. This article outlines the evolution of BDET under local anesthesia, describes the techniques of in-office BDET and provides an algorithm to identify suitable patients for this procedure.

Balloon dilation of the Eustachian tube (BDET) is an effective treatment of Eustachian tube dysfunction. This procedure can be performed under local anesthesia in the office. This article outlines the evolution of BDET under local anesthesia, describes the techniques of in-office BDET and provides an algorithm to identify suitable patients for this procedure.

© 2019 The Authors. Published by Elsevier Inc.

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 Skip Navigation LinksHome > Published Ahead-of-Print
Published Ahead-of-Print - Last Updated: April 02, 2019
The editors of this journal are pleased to offer electronic publication of accepted papers prior to print publication. These papers can be cited using the date of access and the unique DOI number. Any final changes in manuscripts will be made at the time of print publication and will be reflected in the final electronic version of the issue.

Disclaimer: Articles appearing in this Published Ahead-of-Print section have been peer-reviewed and accepted for publication in this journal and posted online before print publication. Articles appearing here may contain statements, opinions, and information that have errors in facts, figures, or interpretation. Accordingly, Lippincott Williams & Wilkins, the editors and authors and their respective employees are not responsible or liable for the use of any such inaccurate or misleading data, opinion or information contained in the articles in this section.

Published Ahead-of-Print Articles are available in PDF format only.

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Test/Retest Variability of the eCAP Threshold in Advanced Bionics Cochlear Implant Users
Stronks, H. Christiaan; Biesheuvel, Jan Dirk; de Vos, Johan J.; More
Ear and Hearing. ., Post Author Corrections: April 02, 2019

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Objective:
The reliability of the electrically evoked compound action potential (eCAP) threshold depends on its precision and accuracy. The precision of the eCAP threshold reflects its variability, while the accuracy of the threshold shows how close it is to the actual value. The objective of this study was to determine the test/retest variability of the eCAP threshold in Advanced Bionics cochlear implant users, which has never been reported before. We hypothesized that the test/retest variability is dependent on the presence of random noise in the recorded eCAP waveforms. If this holds true, the recorded error should be reduced by approximately the square-root of the number of averages. As secondary objectives, we assessed the effects of the slope of the amplitude growth function (AGF), cochlear location, and eCAP threshold on eCAP threshold precision. We hypothesized that steeper slopes should result in better precision of the linearly extrapolated eCAP threshold. As other studies have shown that apical regions have steeper slopes and larger eCAPs, we recorded eCAPs in three different cochlear locations. The difference of the precision between two commonly applied stimulus-artifact reduction paradigms on eCAP threshold precision was compared, namely averaging of alternating stimulus polarities (AP averaging) and forward masking (FM). FM requires the addition of more waveforms than AP averaging, and hence we expected FM to have lower precision than AP.

Design:
This was an unmasked, descriptive, and observational study with a cross-over (repeated measures) design that included 13 subjects. We recorded eCAPs on three electrode contacts: in the base, middle, and apex of the cochlea at 10 stimulus intensities. Per stimulus level, 256 eCAP waveforms were recorded. eCAP thresholds were determined by constructing AGFs and linear extrapolation to zero-amplitude. The precision of the eCAP threshold was calculated as the SD using a Monte Carlo simulation, as a function of the number of waveform averages.

Results:
The SD of the eCAP threshold was reduced by approximately the square root of two when the number of averages in the eCAP waveforms was doubled. The precision was significantly better when the slope of the AGF was steeper and was more favorable in the cochlear base than in the apex. Precision was better when AP averaging was used. Absolute eCAP threshold did not significantly affect precision. At the default number of 32 waveform averages in the Advanced Bionics system, we report a median SD of the eCAP threshold of 2 to 3 ÎĽA, with a range of 1 to 11 ÎĽA across the cochlea. Previous studies have shown that the total error, based on the 95% confidence bounds of the linear extrapolation, can be as high as −260 to +120 ÎĽA.

Conclusions:
The median variability in the eCAP threshold proved to be small compared with the total variability introduced by the linear extrapolation method. Yet there was substantial intersubject variability. Therefore, we recommend monitoring the SD during eCAP recording to facilitate informed decisions when to terminate waveform collection. From a precision perspective, AP averaging is preferable over FM as it has better precision, while fewer recordings are needed, making it the more time-efficient method of the two.

This is an open-access article distributed under the terms of the Creative Commons Attribution-Non Commercial-No Derivatives License 4.0 (CCBY-NC-ND), where it is permissible to download and share the work provided it is properly cited. The work cannot be changed in any way or used commercially without permission from the journal.

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PAP
Effect of Compression on Musical Sound Quality in Cochlear Implant Users
Gilbert, Melanie; Jiradejvong, Patpong; Limb, Charles
Ear and Hearing. ., Post Author Corrections: March 29, 2019

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Cochlear implant (CI) users frequently report poor sound quality while listening to music, although the specific parameters responsible for this loss of sound quality remain poorly understood. Audio compression, which reduces the dynamic range (DR) for a given sound, is a ubiquitous component of signal processing used by both CI and hearing aid technology. However, the relative impact of compression for acoustic and electric hearing on music perception has not been well studied, an important consideration especially given that most compression algorithms in CIs were developed to optimize speech perception. The authors hypothesized that normal-hearing (NH) listeners would detect increased levels of compression more easily than CI users, but that both groups would perceive a loss of sound quality with increasing compression levels.

Design:
The present study utilizes the Cochlear Implant-MUltiple Stimulus with Hidden Reference and Anchor to evaluate the listener sensitivity to increasing levels of compression applied to music stimuli. The Cochlear Implant-MUltiple Stimulus with Hidden Reference and Anchor is a tool used to assess relative changes in the perceived sound quality of music across increasingly degraded listening conditions, in both CI and NH subjects. In this study, the authors applied multiple iterations of an aggressive compression algorithm to the music clips using Adobe Audition. The test conditions included 1, 3, 5, and 20 iterations sound tokens, with the 20-iteration samples serving as the Anchor stimuli. The compressed excerpts were 5 sec in length, with five clips for each of the five common musical genres (i.e., Classical, Jazz, Country, Rock, and Hip-Hop). Subjects were also presented with a Reference excerpt, which was the original music clip without any additional compression applied. CI recipients (n = 7, 11 ears) and NH listeners (n = 10) were asked to rate the sound quality of additionally compressed music as compared to the Reference.

Results:
Although both NH and CI groups could detect sound quality differences as a function of compression level, the discriminatory ability of the CI group was blunted compared to the NH group. The CI group had less variability in their responses and overall demonstrated reduced sensitivity to deterioration caused by excessive levels of compression. On average, the CI group rated the Anchor condition as only "Slightly worse" than the Reference. The music clips that were most affected by the compression were from Jazz and Hip-Hop genres and less so for Rock and Country clips. Corollary to this was a small but statistically significant impact of DR of the music clips on sound quality ratings, with narrower DR showing an association with poorer ratings.

Conclusions:
These results indicate that CI users exhibit less sensitivity to sound quality changes in music attributable to high levels of compression. These findings may account for another contributing factor to the generally poor music perception observed in CI users, particularly when listening to commercially recorded music.

This is an open-access article distributed under the terms of the Creative Commons Attribution-Non Commercial-No Derivatives License 4.0 (CCBY-NC-ND), where it is permissible to download and share the work provided it is properly cited. The work cannot be changed in any way or used commercially without permission from the journal.

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SDC
PAP
Childhood Sensorineural Hearing Loss and Educational Attainment in Adulthood: Results From the HUNT Study
Idstad, Mariann; Engdahl, Bo
Ear and Hearing. ., Post Author Corrections: March 29, 2019

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Although the educational achievement gap between people without hearing loss and people with hearing loss is well-documented, few studies are based on large, nonclinical samples. The present study aims to investigate the educational attainment among Norwegian adults diagnosed with sensorineural hearing loss as children, compared with a matched control group of people without hearing loss.

Design:
A prospective cohort design was applied. Between 1954 and 1986, the children in the first, fourth, and/or seventh grade in all primary schools in Nord-Trøndelag County participated in the School Hearing Investigation in Nord-Trøndelag, in which they underwent audiometric screening. Those with positive results had their hearing further tested by means of pure tone audiometry at 0.25, 0.5, 1, 2, 4, and 8 kHz with air- and bone-conduction thresholds, as well as a full examination by an ear, nose, and throat (ENT) specialist. In the present study, 216 persons were classified with moderate-severe hearing loss (41 to 100 dB HL), 293 with mild hearing loss (26 to 40 dB HL), and 240 with slight hearing loss (16 to 25 dB HL). Age-matched controls were recruited from the Norwegian Health Study, which was conducted in the same county. A total of 48,606 people participated in the present study. Data on educational attainment up to 2014 was provided by Statistics Norway. Control variables comprised sex, age, mothers', and fathers' education. The relation between childhood sensorineural hearing loss and educational attainment was tested by means of multinomial logistic regression models; first for the total sample (born between 1941 and 1979), and then for two different birth cohorts born between 1941 and 1959 and between 1960 and 1979.

Results:
Percentwise, the educational attainment level in general has increased, both among people without hearing loss and people with hearing loss, and especially for women. However, 27.5% of people without hearing loss obtained higher education, whereas the corresponding numbers for those with mild or moderate-severe hearing loss were 18.8%, and 21.3%, respectively. The results from the regression analyses showed that in the total sample, compared with having primary education, people with moderate-severe or mild hearing loss were about half as likely to achieve higher education as people without hearing loss (odds ratio (OR) = 0.63 and 0.49, respectively). An interaction term between sensorineural hearing loss and sex was specified but it was not significant. In the older cohort, we found a significant association between mild hearing loss and higher education (OR = 0.40), and between moderate-severe hearing loss and secondary education (OR = 0.65). In the younger cohort, there was a significant association between mild hearing loss and higher education (OR = 0.56) and between slight hearing loss and secondary education (OR = 0.61).

Conclusions:
The results from this study indicate that the achievement gap between people without hearing loss and those with hearing loss remains. Future studies should try to pinpoint what might be hindering people with slight, mild, moderate, or severe hearing loss in pursuing higher education. Parents, health personnel, institutions for higher education, and policy makers alike should take this into consideration when making plans and policies.

BUY
PAP
The Effect of Otoacoustic Emission Stimulus Level on the Strength and Detectability of the Medial Olivocochlear Reflex
Lewis, James D.
Ear and Hearing. ., Post Author Corrections: March 19, 2019

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Previous work demonstrates the importance of a high signal to noise ratio (SNR) when using transient evoked otoacoustic emissions (TEOAEs) to assay the medial olivocochlear reflex (MOCR). Increasing stimulus level provides one means to increase TEOAE SNR. However, this may come at the expense of a smaller MOCR effect. It is not clear whether the gain in SNR associated with the use of higher stimulus levels outweighs the disadvantage of a potentially smaller MOCR effect. The present study investigated the strength and detectability of the MOCR when assayed using TEOAEs at different stimulus levels. The hypothesis was that although the strength of the MOCR decreases with increasing stimulus level, the occurrence of statistically significant MOCR effects increases due to an increase in TEOAE SNR.

Design:
Twenty-five young adult females with normal hearing participated in the study. TEOAEs were measured in the right ear with and without broadband noise presented in the left ear. The strength of the MOCR was quantified as the percent difference in the TEOAE between the contralateral noise and quiet conditions. Statistical bootstrapping was used to detect significant MOCR effects in individual subjects across different frequency bands and stimulus levels. The relationship between a detectable MOCR (response variable) and frequency, stimulus level, TEOAE SNR, MOCR strength, and subject (predictor variables) was evaluated using generalized linear mixed-effect models.

Results:
The number of statistically significant MOCR effects increased with stimulus level at all frequencies. Occurrence was highest for the 2-kHz TEOAE frequency band and lowest for the 4-kHz frequency band. The strength of the MOCR decreased with increasing click level. TEOAE SNR, MOCR strength, and stimulus level were significant predictors of a detectable MOCR: The likelihood of a detectable MOCR increased with TEOAE SNR, MOCR strength, and stimulus level.

Conclusions:
Despite a reduction in the strength of the MOCR with increasing stimulus level, the detectability of the MOCR increased. This is due, in part, to an increase in TEOAE SNR with stimulus level. For clinical implementation of TEOAE-based MOCR assays, achieving a high SNR is necessary to permit the detection of the MOCR in individual patients.

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PAP
Reliability of Measures Intended to Assess Threshold-Independent Hearing Disorders
Kamerer, Aryn M.; Kopun, Judy G.; Fultz, Sara E.; More
Ear and Hearing. ., Post Author Corrections: March 14, 2019

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Recent animal studies have shown that noise exposure can cause cochlear synaptopathy without permanent threshold shift. Because the noise exposure preferentially damaged auditory nerve fibers that processed suprathreshold sounds (low-spontaneous rate fibers), it has been suggested that synaptopathy may underlie suprathreshold hearing deficits in humans. Recently, several researchers have suggested measures to identify the pathology or pathologies underlying suprathreshold hearing deficits in humans based on results from animal studies; however, the reliability of some of these measures have not been assessed. The purpose of this study was to assess the test–retest reliability of measures that may have the potential to relate suprathreshold hearing deficits to site(s)-of-lesion along the peripheral auditory system in humans.

Design:
Adults with audiometric normal hearing were tested on a battery of behavioral and physiologic measures that included (1) thresholds in quiet (TIQ), (2) thresholds in noise (TIN), (3) frequency-modulation detection threshold (FMDT), (4) word recognition in four listening conditions, (5) distortion-product otoacoustic emissions (DPOAE), (6) middle ear muscle reflex (MEMR), (7) tone burst-elicited auditory brainstem response (tbABR), and (8) speech-evoked ABR (sABR). Data collection for each measure was repeated over two visits separated by at least one week. The residuals of the correlation between the suprathreshold measures and TIQ serve as functional and quantitative proxies for threshold-independent hearing disorders because they represent the portion of the raw measures that is not dependent on TIQ. Reliability of the residual measures was assessed using intraclass correlation (ICC).

Results:
Reliability for the residual measures was good (ICC ≥ 0.75) for FMDT, DPOAEs, and MEMR. Residual measures showing moderate reliability (0.5 ≤ ICC < 0.75) were tbABR wave I amplitude, TIN, and word recognition in quiet, noise, and time-compressed speech with reverberation. Wave V of the tbABR, waves of the sABR, and recognition of time-compressed words had poor test–retest reliability (ICC < 0.5).

Conclusions:
Reliability of residual measures was mixed, suggesting that care should be taken when selecting measures for diagnostic tests of threshold-independent hearing disorders. Quantifying hidden hearing loss as the variance in suprathreshold measures of auditory function that is not due to TIQ may provide a reliable estimate of threshold-independent hearing disorders in humans.

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SDC
PAP
Factors Affecting Bimodal Benefit in Pediatric Mandarin-Speaking Chinese Cochlear Implant Users
Liu, Yang-Wenyi; Tao, Duo-Duo; Chen, Bing; More
Ear and Hearing. ., Post Author Corrections: March 14, 2019

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While fundamental frequency (F0) cues are important to both lexical tone perception and multitalker segregation, F0 cues are poorly perceived by cochlear implant (CI) users. Adding low-frequency acoustic hearing via a hearing aid in the contralateral ear may improve CI users' F0 perception. For English-speaking CI users, contralateral acoustic hearing has been shown to improve perception of target speech in noise and in competing talkers. For tonal languages such as Mandarin Chinese, F0 information is lexically meaningful. Given competing F0 information from multiple talkers and lexical tones, contralateral acoustic hearing may be especially beneficial for Mandarin-speaking CI users' perception of competing speech.

Design:
Bimodal benefit (CI+hearing aid – CI-only) was evaluated in 11 pediatric Mandarin-speaking Chinese CI users. In experiment 1, speech recognition thresholds (SRTs) were adaptively measured using a modified coordinated response measure test; subjects were required to correctly identify 2 keywords from among 10 choices in each category. SRTs were measured with CI-only or bimodal listening in the presence of steady state noise (SSN) or competing speech with the same (M+M) or different voice gender (M+F). Unaided thresholds in the non-CI ear and demographic factors were compared with speech performance. In experiment 2, SRTs were adaptively measured in SSN for recognition of 5 keywords, a more difficult listening task than the 2-keyword recognition task in experiment 1.

Results:
In experiment 1, SRTs were significantly lower for SSN than for competing speech in both the CI-only and bimodal listening conditions. There was no significant difference between CI-only and bimodal listening for SSN and M+F ( p > 0.05); SRTs were significantly lower for CI-only than for bimodal listening for M+M ( p < 0.05), suggesting bimodal interference. Subjects were able to make use of voice gender differences for bimodal listening ( p < 0.05) but not for CI-only listening ( p > 0.05). Unaided thresholds in the non-CI ear were positively correlated with bimodal SRTs for M+M ( p < 0.006) but not for SSN or M+F. No significant correlations were observed between any demographic variables and SRTs ( p > 0.05 in all cases). In experiment 2, SRTs were significantly lower with two than with five keywords ( p < 0.05). A significant bimodal benefit was observed only for the 5-keyword condition ( p < 0.05).

Conclusions:
With the CI alone, subjects experienced greater interference with competing speech than with SSN and were unable to use voice gender difference to segregate talkers. For the coordinated response measure task, subjects experienced no bimodal benefit and even bimodal interference when competing talkers were the same voice gender. A bimodal benefit in SSN was observed for the five-keyword condition but not for the two-keyword condition, suggesting that bimodal listening may be more beneficial as the difficulty of the listening task increased. The present data suggest that bimodal benefit may depend on the type of masker and/or the difficulty of the listening task.

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Effects of Forward- and Emitted-Pressure Calibrations on the Variability of Otoacoustic Emission Measurements Across Repeated Probe Fits
Maxim, Tom; Shera, Christopher A.; Charaziak, Karolina K.; More
Ear and Hearing. ., Post Author Corrections: March 14, 2019

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Objective:
The stimuli used to evoke otoacoustic emissions (OAEs) are typically calibrated based on the total SPL measured at the probe microphone. However, due to the acoustics of the ear-canal space (i.e., standing-wave interference), this method can underestimate the stimulus pressure reaching the tympanic membrane at certain frequencies. To mitigate this effect, stimulus calibrations based on forward pressure level (FPL) can be applied. Furthermore, the influence of ear-canal acoustics on measured OAE levels can be compensated by expressing them in emitted pressure level (EPL). To date, studies have used artificial shallow versus deep probe fits to assess the effects of calibration method on changes in probe insertion. In an attempt to better simulate a clinical setting, the combined effects of FPL calibration of stimulus level and EPL compensation of OAE level on response variability during routine (noncontrived) probe fittings were examined.

Design:
The distortion component of the distortion-product OAE (DPOAE) and the stimulus-frequency OAE (SFOAE) were recorded at low and moderate stimulus levels in 20 normal-hearing young-adult subjects across a five-octave range. In each subject, three different calibration approaches were compared: (1) the conventional SPL-based stimulus calibration with OAE levels expressed in SPL; (2) FPL stimulus calibration with OAEs expressed in SPL; and (3) FPL stimulus calibration with OAEs expressed in EPL. Test and retest measurements were obtained during the same session and, in a subset of subjects, several months after the initial test. The effects of these different procedures on the inter- and intra-subject variability of OAE levels were assessed across frequency and level.

Results:
There were no significant differences in the inter-subject variability of OAE levels across the three calibration approaches. However, there was a significant effect on OAE intra-subject variability. The FPL/EPL approach resulted in the overall lowest test-rest differences in DPOAE level for frequencies above 4 kHz, where standing-wave interference is strongest. The benefit was modest, ranging on average from 0.5 to 2 dB and was strongest at the lower stimulus level. SFOAE level variability did not show significant differences among the three procedures, perhaps due to insufficient signal-to-noise ratio and nonoptimized stimulus levels. Correlations were found between the short-term replicability of DPOAEs and the benefit derived from the FPL/EPL procedure: the more variable the DPOAE, the stronger the benefit conferred by the advanced calibration methods.

Conclusions:
Stimulus and response calibration procedures designed to mitigate the effects of standing-wave interference on both the stimulus and the OAE enhance the repeatability of OAE measurements and reduce their dependence on probe position, even when probe shifts are small. Modest but significant improvements in short-term test-retest repeatability were observed in the mid- to high-frequency region when using combined FPL/EPL procedures. The authors posit that the benefit will be greater in a more heterogeneous group of subjects and when different testers participate in the fitting and refitting of subjects, which is a common practice in the audiology clinic. The impact of calibration approach on OAE inter-subject variability was not significant, possibly due to a homogeneous subject population and because factors other than probe position are at play.

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Mechanisms of Localization and Speech Perception with Colocated and Spatially Separated Noise and Speech Maskers Under Single-Sided Deafness with a Cochlear Implant
Dirks, Coral; Nelson, Peggy B.; Sladen, Douglas P.; More
Ear and Hearing. ., Post Author Corrections: March 07, 2019

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Objectives:
This study tested listeners with a cochlear implant (CI) in one ear and acoustic hearing in the other ear, to assess their ability to localize sound and to understand speech in collocated or spatially separated noise or speech maskers.

Design:
Eight CI listeners with contralateral acoustic hearing ranging from normal hearing to moderate sensorineural hearing loss were tested. Localization accuracy was measured in five of the listeners using stimuli that emphasized the separate contributions of interaural level differences (ILDs) and interaural time differences (ITD) in the temporal envelope and/or fine structure. Sentence recognition was tested in all eight CI listeners, using collocated and spatially separated speech-shaped Gaussian noise and two-talker babble. Performance was compared with that of age-matched normal-hearing listeners via loudspeakers or via headphones with vocoder simulations of CI processing.

Results:
Localization improved with the CI but only when high-frequency ILDs were available. Listeners experienced no additional benefit via ITDs in the stimulus envelope or fine structure using real or vocoder-simulated CIs. Speech recognition in two-talker babble improved with a CI in seven of the eight listeners when the target was located at the front and the babble was presented on the side of the acoustic-hearing ear, but otherwise showed little or no benefit of a CI.

Conclusion:
Sound localization can be improved with a CI in cases of significant residual hearing in the contralateral ear, but only for sounds with high-frequency content, and only based on ILDs. In speech understanding, the CI contributed most when it was in the ear with the better signal to noise ratio with a speech masker.

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Auditory Localization and Spatial Release From Masking in Children With Suspected Auditory Processing Disorder
Boothalingam, Sriram; Purcell, David W.; Allan, Chris; More
Ear and Hearing. ., Post Author Corrections: March 07, 2019

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Objectives:
We sought to investigate whether children referred to our audiology clinic with a complaint of listening difficulty, that is, suspected of auditory processing disorder (APD), have difficulties localizing sounds in noise and whether they have reduced benefit from spatial release from masking.

Design:
Forty-seven typically hearing children in the age range of 7 to 17 years took part in the study. Twenty-one typically developing (TD) children served as controls, and the other 26 children, referred to our audiology clinic with listening problems, were the study group: suspected APD (sAPD). The ability to localize a speech target (the word "baseball") was measured in quiet, broadband noise, and speech-babble in a hemi-anechoic chamber. Participants stood at the center of a loudspeaker array that delivered the target in a diffused noise-field created by presenting independent noise from four loudspeakers spaced 90° apart starting at 45°. In the noise conditions, the signal-to-noise ratio was varied between −12 and 0 dB in 6-dB steps by keeping the noise level constant at 66 dB SPL and varying the target level. Localization ability was indexed by two metrics, one assessing variability in lateral plane [lateral scatter (Lscat)] and the other accuracy in the front/back dimension [front/back percent correct (FBpc)]. Spatial release from masking (SRM) was measured using a modified version of the Hearing in Noise Test (HINT). In this HINT paradigm, speech targets were always presented from the loudspeaker at 0°, and a single noise source was presented either at 0°, 90°, or 270° at 65 dB A. The SRM was calculated as the difference between the 50% correct HINT speech reception threshold obtained when both speech and noise were collocated at 0° and when the noise was presented at either 90° or 270°.

Results:
As expected, in both groups, localization in noise improved as a function of signal-to-noise ratio. Broadband noise caused significantly larger disruption in FBpc than in Lscat when compared with speech babble. There were, however, no group effects or group interactions, suggesting that the children in the sAPD group did not differ significantly from TD children in either localization metric (Lscat and FBpc). While a significant SRM was observed in both groups, there were no group effects or group interactions. Collectively, the data suggest that children in the sAPD group did not differ significantly from the TD group for either binaural measure investigated in the study.

Conclusions:
As is evident from a few poor performers, some children with listening difficulties may have difficulty in localizing sounds and may not benefit from spatial separation of speech and noise. However, the heterogeneity in APD and the variability in our data do not support the notion that localization is a global APD problem. Future studies that employ a case study design might provide more insights.

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Bone Conduction Amplification in Children: Stimulation via a Percutaneous Abutment versus a Transcutaneous Softband
Pittman, Andrea L.
Ear and Hearing. ., Post Author Corrections: March 07, 2019

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Objectives:
Research suggests that the speech perception of children using bone conduction amplification improves if the device is coupled to an implanted abutment rather than to a softband. The purpose of the present study was to determine if the benefit of direct stimulation via an abutment is limited to small improvements in speech perception or if similar or greater benefits occur for other auditory tasks important for learning and communication.

Design:
Fourteen children (7 to 15 years of age) with bilateral conductive and three children with unilateral conductive or sensorineural hearing loss were enrolled. Each child completed four tasks while using a bone conduction device coupled to an implanted abutment and with the device coupled to a softband. The two devices were worn at the same time and activated one at a time for testing. The children completed four tasks under each coupling condition: (a) a traditional word recognition task, (b) an auditory lexical decision task in which the children repeated aloud, and indicated the category of, real and nonsense words, (c) a nonsense-word detection task which required the children to identify nonsense words within short sentences, and (d) a rapid word learning task in which the children learned to associate nonsense words with novel images.

Results:
Regression analyses revealed that age, duration of device use, in-situ hearing thresholds, or device output did not account for a significant portion of the variability in performance for any of the four tasks. Repeated-measures analysis of variance revealed significant increases in word recognition with the abutment as well as significantly better performance for the lexical decision and word learning tasks. The data indicated that the children with the poorest performance with the softband tended to benefit most with the abutment. Also, the younger children showed improved performance for more tasks with the abutment than the older children. No difference between coupling conditions was observed for nonsense-word detection.

Conclusions:
The improved recognition of familiar words, categorization and repetition of nonsense words, and speed of word learning with the abutment suggests that direct stimulation provides a higher-quality signal than indirect stimulation through a softband. Because these processes are important for vocabulary acquisition and language development, children may experience long-term benefits of direct stimulation for academic, social, and vocational purposes in addition to immediate improvement in communication.

This is an open-access article distributed under the terms of the Creative Commons Attribution-Non Commercial-No Derivatives License 4.0 (CCBY-NC-ND), where it is permissible to download and share the work provided it is properly cited. The work cannot be changed in any way or used commercially without permission from the journal.

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Speech Envelope Enhancement Instantaneously Effaces Atypical Speech Perception in Dyslexia
Van Hirtum, Tilde; Moncada-Torres, Arturo; Ghesquière, Pol; More
Ear and Hearing. ., Post Author Corrections: March 05, 2019

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Objectives:
Increasing evidence exists that poor speech perception abilities precede the phonological deficits typically observed in dyslexia, a developmental disorder in learning to read. Impaired processing of dynamic features of speech, such as slow amplitude fluctuations and transient acoustic cues, disrupts effortless tracking of the speech envelope and constrains the development of adequate phonological skills. In this study, a speech envelope enhancement (EE) strategy was implemented to reduce speech perception deficits by students with dyslexia. The EE emphasizes onset cues and reinforces the temporal structure of the speech envelope specifically.

Design:
Speech perception was assessed in 42 students with and without dyslexia using a sentence repetition task in a speech-weighted background noise. Both natural and vocoded speech were used to assess the contribution of the temporal envelope on the speech perception deficit. Their envelope-enhanced counterparts were added to each baseline condition to administer the effect of the EE algorithm. In addition to speech-in-noise perception, general cognitive abilities were assessed.

Results:
Results demonstrated that students with dyslexia not only benefit from EE but benefit more from it than typical readers. Hence, EE completely normalized speech reception thresholds for students with dyslexia under adverse listening conditions. In addition, a correlation between speech perception deficits and phonological processing was found for students with dyslexia, further supporting the relation between speech perception abilities and reading skills. Similar results and relations were found for conditions with natural and vocoded speech, providing evidence that speech perception deficits in dyslexia stem from difficulties in processing the temporal envelope.

Conclusions:
Using speech EE, speech perception skills in students with dyslexia were improved passively and instantaneously, without requiring any explicit learning. In addition, the observed positive relationship between speech processing and advanced phonological skills opens new avenues for specific intervention strategies that directly target the potential core deficit in dyslexia.

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Different Associations between Auditory Function and Cognition Depending on Type of Auditory Function and Type of Cognition
Danielsson, Henrik; Humes, Larry E; Rönnberg, Jerker
Ear and Hearing. ., Post Author Corrections: February 22, 2019

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Objectives:
Previous studies strongly suggest that declines in auditory threshold can lead to impaired cognition. The aim of this study was to expand that picture by investigating how the relationships between age, auditory function, and cognitive function vary with the types of auditory and cognitive function considered.

Design:
Three auditory constructs (threshold, temporal-order identification, and gap detection) were modeled to have an effect on four cognitive constructs (episodic long-term memory, semantic long-term memory, working memory, and cognitive processing speed) together with age that could have an effect on both cognitive and auditory constructs. The model was evaluated with structural equation modeling of the data from 213 adults ranging in age from 18 to 86 years.

Results:
The model provided good a fit to the data. Regarding the auditory measures, temporal-order identification had the strongest effect on the cognitive functions, followed by weaker indirect effects for gap detection and nonsignificant effects for threshold. Regarding the cognitive measures, the association with audition was strongest for semantic long-term memory and working memory but weaker for episodic long-term memory and cognitive speed. Age had a very strong effect on threshold and cognitive speed, a moderate effect on temporal-order identification, episodic long-term memory, and working memory, a weak effect on gap detection, and nonsignificant, close to zero effect on semantic long-term memory.

Conclusions:
The result shows that auditory temporal-order function has the strongest effect on cognition, which has implications both for which auditory concepts to include in cognitive hearing science experiments and for practitioners. The fact that the total effect of age was different for different aspects of cognition and partly mediated via auditory concepts is also discussed.

This is an open access article distributed under the Creative Commons Attribution License 4.0 (CCBY), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

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A Longitudinal Analysis of Pressurized Wideband Absorbance Measures in Healthy Young Infants
Wali, Hamzah A; Mazlan, Rafidah; Kei, Joseph
Ear and Hearing. ., Post Author Corrections: February 22, 2019

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Objectives:
Wideband absorbance (WBA) is an emerging technology to evaluate the conductive pathway (outer and middle ear) in young infants. While a wealth of research has been devoted to measuring WBA at ambient pressure, few studies have investigated the use of pressurized WBA with this population. The purpose of this study was to investigate the effect of age on WBA measured under pressurized conditions in healthy infants from 0 to 6 months of age.

Design:
Forty-four full-term healthy neonates (17 males and 27 females) participated in a longitudinal study. The neonates were assessed at 1-month intervals from 0 to 6 months of age using high-frequency tympanometry, acoustic stapedial reflex, distortion product otoacoustic emissions, and pressurized WBA. The values of WBA at tympanometric peak pressure (TPP) and 0 daPa across the frequencies from 0.25 to 8 kHz were analyzed as a function of age.

Results:
A linear mixed model analysis, applied to the data, revealed significantly different WBA patterns among the age groups. In general, WBA measured at TPP and 0 daPa decreased at low frequencies (<0.4 kHz) and increased at high frequencies (2 to 5and 8 kHz) with age. Specifically, WBA measured at TPP and 0 daPa in 3- to 6-month-olds was significantly different from that of 0- to 2-month-olds at low (0.25 to 0.31 kHz) and high (2 to 5 and 8 kHz) frequencies. However, there were no significant differences between WBA measured at TPP and 0 daPa for infants from 3 to 6 months of age.

Conclusions:
The present study provided clear evidence of maturation of the outer and middle ear system in healthy infants from birth to 6 months. Therefore, age-specific normative data of pressurized WBA are warranted.

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Benefit of Higher Maximum Force Output on Listening Effort in Bone-Anchored Hearing System Users: A Pupillometry Study
Bianchi, Federica; Wendt, Dorothea; Wassard, Christina; More
Ear and Hearing. ., Post Author Corrections: February 21, 2019

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Objectives:
The aim of this study was to compare listening effort, as estimated via pupillary response, during a speech-in-noise test in bone-anchored hearing system (BAHS) users wearing three different sound processors. The three processors, Ponto Pro (PP), Ponto 3 (P3), and Ponto 3 SuperPower (P3SP), differ in terms of maximum force output (MFO) and MFO algorithm. The hypothesis was that listeners would allocate lower listening effort with the P3SP than with the PP, as a consequence of a higher MFO and, hence, fewer saturation artifacts in the signal.

Design:
Pupil dilations were recorded in 21 BAHS users with a conductive or mixed hearing loss, during a speech-in-noise test performed at positive signal-to-noise ratios (SNRs), where the speech and noise levels were individually adjusted to lead to 95% correct intelligibility with the PP. The listeners had to listen to a sentence in noise, retain it for 3 seconds and then repeat it, while an eye-tracking camera recorded their pupil dilation. The three sound processors were tested in random order with a single-blinded experimental design. Two conditions were performed at the same SNR: Condition 1, where the speech level was designed to saturate the PP but not the P3SP, and condition 2, where the overall sound level was decreased relative to condition 1 to reduce saturation artifacts.

Results:
The P3SP led to higher speech intelligibility than the PP in both conditions, while the performance with the P3 did not differ from the performance with the PP and the P3SP. Pupil dilations were analyzed in terms of both peak pupil dilation (PPD) and overall pupil dilation via growth curve analysis (GCA). In condition 1, a significantly lower PPD, indicating a decrease in listening effort, was obtained with the P3SP relative to the PP. The PPD obtained with the P3 did not differ from the PPD obtained with the other two sound processors. In condition 2, no difference in PPD was observed across the three processors. The GCA revealed that the overall pupil dilation was significantly lower, in both conditions, with both the P3SP and the P3 relative to the PP, and, in condition 1, also with the P3SP relative to the P3.

Conclusions:
The overall effort to process a moderate to loud speech signal was significantly reduced by using a sound processor with a higher MFO (P3SP and P3), as a consequence of fewer saturation artifacts. These findings suggest that sound processors with a higher MFO may help BAHS users in their everyday listening scenarios, in particular in noisy environments, by improving sound quality and, thus, decreasing the amount of cognitive resources utilized to process incoming speech sounds.

This is an open-access article distributed under the terms of the Creative Commons Attribution-Non Commercial-No Derivatives License 4.0 (CCBY-NC-ND), where it is permissible to download and share the work provided it is properly cited. The work cannot be changed in any way or used commercially without permission from the journal.

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A Comparison of Electrical Stimulation Levels Across Ears for Children With Sequential Bilateral Cochlear Implants
Galvin, Karyn L.; Abdi, Roghayeh; Dowell, Richard C.; More
Ear and Hearing. ., Post Author Corrections: February 21, 2019

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Objectives:
To compare threshold and comfortable levels between a first and second cochlear implant (CI) for children, and to consider if the degree of difference between CIs was related to the age at bilateral implantation or the time between implants. A secondary objective was to examine the changes in levels over time for each CI .

Design:
Fifty-seven participants were selected from the 146 children and young adults who received a first Nucleus CI as a child, and received a second implant at the Royal Victorian Eye and Ear Hospital between September 2003 and December 2011. Exclusion criteria included an older implant type, incomplete array insertion, incomplete data available, and a pulse width higher than the default. Using measurements from clinical sessions, the threshold levels, comfortable levels, and dynamic range of electrical stimulation were compared at three electrode array regions and at the "initial" (first 10 weeks), 2-year, and 5-year postoperative time points. The T-ratio and C-ratio for each array region and each time point were calculated by dividing each mean (n = 3 electrodes) level for the second implant by that for the first implant.

Results:
The T-ratio was generally not significantly different to one, indicating no differences in threshold levels between the second and first implants; however, threshold levels were lower for the second implant in the apical region at the initial time point, and there was a significant difference in threshold levels in the apical region for children with a Contour Advance array for the second implant and an older-style array (i.e., Contour) for the first implant. For each implant individually, there were no significant changes in threshold levels across time. The C-ratio was significantly <1 at all electrode array regions at all time points, indicating lower comfortable levels for the second implant. The difference between implants was greater for children with variable array type (i.e., a Contour Advance array for the second implant and an older-style Contour or Straight array for the first implant). There was a significant increase in the C-ratio between the initial and 2-year time points, driven by an increase in comfortable levels for the second implant over this time period. A longer time between implants was associated with a narrower dynamic range, due to lower comfortable levels, for the second implant.

Conclusions:
For this sequentially implanted group, threshold levels were similar between implants, with some differences in cases with a newer array type for the second implant. Comfortable levels were lower for the second implant; although this difference decreased between the initial and 2-year postoperative time points, it was still evident at 5 years postoperative. A longer time between implants was associated with a narrower dynamic range. These findings are likely to apply to children using other brands of implant. Knowing what to expect in terms of programming children with a second implant will help clinicians to recognize and respond to unexpected outcomes. The work raises important questions to be addressed in future research regarding the implications of the programming outcomes for actual listening performance.

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Neurophysiological Differences in Emotional Processing by Cochlear Implant Users, Extending Beyond the Realm of Speech
Deroche, Mickael L. D.; Felezeu, Mihaela; Paquette, Sébastien; More
Ear and Hearing. ., Post Author Corrections: February 11, 2019

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Objective:
Cochlear implants (CIs) restore a sense of hearing in deaf individuals. However, they do not transmit the acoustic signal with sufficient fidelity, leading to difficulties in recognizing emotions in voice and in music. The study aimed to explore the neurophysiological bases of these limitations.

Design:
Twenty-two adults (18 to 70 years old) with CIs and 22 age-matched controls with normal hearing participated. Event-related potentials (ERPs) were recorded in response to emotional bursts (happy, sad, or neutral) produced in each modality (voice or music) that were for the most part correctly identified behaviorally.

Results:
Compared to controls, the N1 and P2 components were attenuated and prolonged in CI users. To a smaller degree, N1 and P2 were also attenuated and prolonged in music compared to voice, in both populations. The N1–P2 complex was emotion-dependent (e.g., reduced and prolonged response to sadness), but this was also true in both populations. In contrast, the later portion of the response, between 600 and 850 ms, differentiated happy and sad from neutral stimuli in normal hearing but not in CI listeners.

Conclusions:
The early portion of the ERP waveform reflected primarily the general reduction in sensory encoding by CI users (largely due to CI processing itself), whereas altered emotional processing (by CI users) could be found in the later portion of the ERP and extended beyond the realm of speech.

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Auditory Evoked Responses in Older Adults With Normal Hearing, Untreated, and Treated Age-Related Hearing Loss
McClannahan, Katrina S.; Backer, Kristina C.; Tremblay, Kelly L.
Ear and Hearing. ., Post Author Corrections: February 11, 2019

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Objectives:
The goal of this study was to identify the effects of auditory deprivation (age-related hearing loss) and auditory stimulation (history of hearing aid use) on the neural registration of sound across two stimulus presentation conditions: (1) equal sound pressure level and (2) equal sensation level.

Design:
We used a between-groups design, involving three groups of 14 older adults (n = 42; 62 to 84 years): (1) clinically defined normal hearing (≤25 dB from 250 to 8000 Hz, bilaterally), (2) bilateral mild–moderate/moderately severe sensorineural hearing loss who have never used hearing aids, and (3) bilateral mild–moderate/moderately severe sensorineural hearing loss who have worn bilateral hearing aids for at least the past 2 years.

Results:
There were significant delays in the auditory P1-N1-P2 complex in older adults with hearing loss compared with their normal hearing peers when using equal sound pressure levels for all participants. However, when the degree and configuration of hearing loss were accounted for through the presentation of equal sensation level stimuli, no latency delays were observed. These results suggest that stimulus audibility modulates P1-N1-P2 morphology and should be controlled for when defining deprivation and stimulus-related neuroplasticity in people with hearing loss. Moreover, a history of auditory stimulation, in the form of hearing aid use, does not appreciably alter the neural registration of unaided auditory evoked brain activity when quantified by the P1-N1-P2.

Conclusions:
When comparing auditory cortical responses in older adults with and without hearing loss, stimulus audibility, and not hearing loss–related neurophysiological changes, results in delayed response latency for those with age-related hearing loss. Future studies should carefully consider stimulus presentation levels when drawing conclusions about deprivation- and stimulation-related neuroplasticity. Additionally, auditory stimulation, in the form of a history of hearing aid use, does not significantly affect the neural registration of sound when quantified using the P1-N1-P2–evoked response.

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Measures of Listening Effort Are Multidimensional
Alhanbali, Sara; Dawes, Piers; Millman, Rebecca E.; More
Ear and Hearing. ., Post Author Corrections: February 06, 2019

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Objectives:
Listening effort can be defined as the cognitive resources required to perform a listening task. The literature on listening effort is as confusing as it is voluminous: measures of listening effort rarely correlate with each other and sometimes result in contradictory findings. Here, we directly compared simultaneously recorded multimodal measures of listening effort. After establishing the reliability of the measures, we investigated validity by quantifying correlations between measures and then grouping-related measures through factor analysis.

Design:
One hundred and sixteen participants with audiometric thresholds ranging from normal to severe hearing loss took part in the study (age range: 55 to 85 years old, 50.3% male). We simultaneously measured pupil size, electroencephalographic alpha power, skin conductance, and self-report listening effort. One self-report measure of fatigue was also included. The signal to noise ratio (SNR) was adjusted at 71% criterion performance using sequences of 3 digits. The main listening task involved correct recall of a random digit from a sequence of six presented at a SNR where performance was around 82 to 93%. Test–retest reliability of the measures was established by retesting 30 participants 7 days after the initial session.

Results:
With the exception of skin conductance and the self-report measure of fatigue, interclass correlation coefficients (ICC) revealed good test–retest reliability (minimum ICC: 0.71). Weak or nonsignificant correlations were identified between measures. Factor analysis, using only the reliable measures, revealed four underlying dimensions: factor 1 included SNR, hearing level, baseline alpha power, and performance accuracy; factor 2 included pupillometry; factor 3 included alpha power (during speech presentation and during retention); factor 4 included self-reported listening effort and baseline alpha power.

Conclusions:
The good ICC suggests that poor test reliability is not the reason for the lack of correlation between measures. We have demonstrated that measures traditionally used as indicators of listening effort tap into multiple underlying dimensions. We therefore propose that there is no "gold standard" measure of listening effort and that different measures of listening effort should not be used interchangeably. When choosing method(s) to measure listening effort, the nature of the task and aspects of increased listening demands that are of interest should be taken into account. The findings of this study provide a framework for understanding and interpreting listening effort measures.

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Correlates of Hearing Aid Use in UK Adults: Self-Reported Hearing Difficulties, Social Participation, Living Situation, Health, and Demographics
Sawyer, Chelsea S.; Armitage, Christopher J.; Munro, Kevin J.; More
Ear and Hearing. ., Post Author Corrections: January 17, 2019

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Objectives:
Hearing impairment is ranked fifth globally for years lived with disability, yet hearing aid use is low among individuals with a hearing impairment. Identifying correlates of hearing aid use would be helpful in developing interventions to promote use. To date, however, no studies have investigated a wide range of variables, this has limited intervention development. The aim of the present study was to identify correlates of hearing aid use in adults in the United Kingdom with a hearing impairment. To address limitations in previous studies, we used a cross-sectional analysis to model a wide range of potential correlates simultaneously to provide better evidence to aid intervention development.

Design:
The research was conducted using the UK Biobank Resource. A cross-sectional analysis of hearing aid use was conducted on 18,730 participants aged 40 to 69 years old with poor hearing, based on performance on the Digit Triplet test.

Results:
Nine percent of adults with poor hearing in the cross-sectional sample reported using a hearing aid. The strongest correlate of hearing aid use was self-reported hearing difficulties (odds ratio [OR] = 110.69 [95% confidence interval {CI} = 65.12 to 188.16]). Individuals who were older were more likely to use a hearing aid: for each additional year of age, individuals were 5% more likely to use a hearing aid (95% CI = 1.04 to 1.06). People with tinnitus (OR = 1.43 [95% CI = 1.26 to 1.63]) and people with a chronic illness (OR = 1.97 [95% CI = 1.71 to 2.28]) were more likely to use a hearing aid. Those who reported an ethnic minority background (OR = 0.53 [95% CI = 0.39 to 0.72]) and those who lived alone (OR = 0.80 [95% CI = 0.68 to 0.94]) were less likely to use a hearing aid.

Conclusions:
Interventions to promote hearing aid use need to focus on addressing reasons for the perception of hearing difficulties and how to promote hearing aid use. Interventions to promote hearing aid use may need to target demographic groups that are particularly unlikely to use hearing aids, including younger adults, those who live alone and those from ethnic minority backgrounds.

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PAP
Effects of Reverberation on the Relation Between Compression Speed and Working Memory for Speech-in-Noise Perception
Reinhart, Paul; Zahorik, Pavel; Souza, Pamela
Ear and Hearing. ., Post Author Corrections: January 16, 2019

Abstract
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Abstract:
Objectives:
Previous study has suggested that when listening in modulated noise, individuals benefit from different wide dynamic range compression (WDRC) speeds depending on their working memory ability. Reverberation reduces the modulation depth of signals and may impact the relation between WDRC speed and working memory. The purpose of this study was to examine this relation across a range of reverberant conditions.

Design:
Twenty-eight older listeners with mild-to-moderate sensorineural hearing impairment were recruited in the present study. Individual working memory was measured using a Reading Span test. Sentences were combined with noise at two signal to noise ratios (2 and 5 dB SNR), and reverberation was simulated at a range of reverberation times (0.00, 0.75, 1.50, and 3.00 sec). Speech intelligibility was measured in listeners when listening to the sentences processed with simulated fast-acting and slow-acting WDRC conditions.

Results:
There was a significant relation between WDRC speed and working memory with minimal or no reverberation. Consistent with previous research, this relation was such that individuals with high working memory had higher speech intelligibility with fast-acting WDRC, and individuals with low working memory performed better with slow-acting WDRC. However, at longer reverberation times, there was no relation between WDRC speed and working memory.

Conclusions:
Consistent with previous studies, results suggest that there is an advantage of tailoring WDRC speed based on an individual's working memory under anechoic conditions. However, the present results further suggest that there may not be such a benefit in reverberant listening environments due to reduction in signal modulation.

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Ear and Hearing
The following 4 items were added to PAP on April 02, 2019.
Research Article: PDF Only
Stronks, H. Christiaan; Biesheuvel, Jan Dirk; de Vos, Johan J.; Boot, Martijn S.; Briaire, Jeroen J.; Frijns, Johan H. M.
Gilbert, Melanie; Jiradejvong, Patpong; Limb, Charles
Idstad, Mariann; Engdahl, Bo
Perspectives: PDF Only
Klyn, Niall A. M.; Kleindienst Robler, Samantha; Bogle, Jamie; Alfakir, Razan; Nielsen, Donald W.; Griffith, James W.; Carlson, Deborah L.; Lundy, Larry; Dhar, Sumitrajit; Zapala, David A.

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